Fiveable
Fiveable
Fiveable
Fiveable

🧿Intro to Literary Theory

🧿intro to literary theory review

2.1 Russian Formalism: Origins and Key Figures

3 min readLast Updated on July 22, 2024

Russian Formalism emerged in early 20th century Russia, challenging traditional literary theories. It sought a scientific approach to literary analysis, focusing on intrinsic properties of texts rather than external factors.

Key figures like Shklovsky, Jakobson, and Eichenbaum developed concepts like defamiliarization and literariness. These ideas emphasized formal aspects of literature and the unique features that distinguish literary language from everyday communication.

Historical Context and Key Figures of Russian Formalism

Context of Russian Formalism

Top images from around the web for Context of Russian Formalism
Top images from around the web for Context of Russian Formalism
  • Emerged in Russia during the early 20th century, primarily between 1910 and 1930, a period marked by significant political and social changes
  • Developed in response to the dominant literary theories of the time, such as Symbolism and Impressionism, which focused on the subjective and emotional aspects of literature
  • Influenced by the political and social upheavals of the Russian Revolution (1917) and the early Soviet era, which led to a reevaluation of traditional cultural and artistic values
  • Sought to establish a more scientific and objective approach to literary analysis, emphasizing the intrinsic properties of literary texts rather than external factors

Key figures in Russian Formalism

  • Victor Shklovsky
    • Introduced the concept of "defamiliarization" or "estrangement" (ostranenie), which involves presenting familiar things in a strange or unfamiliar way to renew the reader's perception
    • Emphasized the importance of literary devices and techniques (metaphor, imagery) in creating the artistic effect of a work
  • Roman Jakobson
    • Developed the concept of the "dominant," referring to the primary or overriding feature that organizes and subordinates other elements in a literary work
    • Contributed to the study of linguistics and its application to literature, exploring the structural and functional aspects of language in literary texts
  • Boris Eichenbaum
    • Focused on the concept of "literariness," the specific features that distinguish literary language from everyday language, such as rhythm, sound patterns, and figurative language
    • Analyzed the role of rhythm and syntax in creating literary effects, particularly in poetry and prose
  • Yuri Tynianov
    • Introduced the idea of "literary evolution," emphasizing the dynamic nature of literary systems and the interaction between literary works and their historical and cultural contexts
    • Studied the relationship between literature and other cultural and social systems (art, politics), exploring how they influence and shape each other

Central Tenets and Concepts

Central tenets of Russian Formalism

  • Emphasis on the formal aspects of literature, such as structure, language, and literary devices (plot, characterization, point of view), as the primary focus of literary analysis
  • Rejection of biographical, psychological, and sociological approaches to literary analysis, which were seen as irrelevant to the understanding of the literary work itself
  • Focus on the "literariness" of a work, or the specific features that make it a work of art, distinct from other forms of writing or communication
  • Aim to develop a scientific and objective approach to the study of literature, based on close reading and analysis of the text itself
  • Interest in the autonomous nature of literary language and its distinction from everyday language, exploring how literary language creates meaning and aesthetic effects

Defamiliarization in Formalist thought

  • Defamiliarization (ostranenie) is a key concept introduced by Victor Shklovsky, referring to the technique of presenting familiar things in a strange or unfamiliar way
  • The purpose of defamiliarization is to disrupt the reader's automatic perception and force them to see the object or idea anew, as if encountering it for the first time
  • By making the familiar seem strange, defamiliarization draws attention to the artistic and constructed nature of the literary work, highlighting its unique features and effects
  • This concept highlights the role of literature in renewing and refreshing our perception of the world, challenging our habitual ways of seeing and understanding
  • Defamiliarization is achieved through various literary devices, such as:
    • Unusual imagery (surreal or absurd descriptions)
    • Unconventional syntax (fragmentary or disjointed sentences)
    • Unexpected plot developments (non-linear narratives or surprising twists)
  • Examples of defamiliarization in literature include:
    • The opening line of Leo Tolstoy's "Anna Karenina": "Happy families are all alike; every unhappy family is unhappy in its own way"
    • The stream-of-consciousness technique in James Joyce's "Ulysses," which presents the characters' thoughts and perceptions in a disjointed and unconventional manner

Key Terms to Review (19)

Art as technique: Art as technique refers to the idea that art is not merely an expression of emotions or ideas but rather a complex set of techniques and methods that create a specific effect on the audience. This concept emphasizes the formal qualities of artistic works, highlighting how the structure and form of art can engage the viewer and evoke responses. It suggests that the true value of art lies in the mastery of its techniques, which shape how meaning is constructed and perceived.
Boris Eichenbaum: Boris Eichenbaum was a prominent Russian literary theorist and critic known for his contributions to Russian Formalism, a movement that emphasized the study of literary structures and techniques over the content of literature. He played a critical role in the development of Formalist thought, focusing on the artistic devices of literature and how they shape meaning, which shifted the focus from the author and historical context to the text itself.
Defamiliarization: Defamiliarization is a literary technique that seeks to make the familiar strange, compelling the reader to see common experiences in a new light. By disrupting the ordinary perception of everyday objects, situations, or feelings, this technique encourages deeper engagement and reflection, making readers more aware of their own assumptions and perceptions. It often plays a crucial role in creating a heightened sense of awareness in literature, prompting readers to question what they take for granted.
Dominant: In literary theory, the term 'dominant' refers to the prevailing or most influential elements within a text or a cultural context that shape meaning and interpretation. This concept often addresses how certain themes, ideologies, or narrative techniques can overshadow others, establishing a hierarchy of significance in literary works. Understanding what is dominant helps in analyzing the structures and values that govern both the creation and reception of texts.
Foregrounding: Foregrounding is a literary technique that involves making certain elements of a text stand out to draw attention and create emphasis. This can be achieved through various methods such as unusual language, structural deviations, or stylistic choices that disrupt the norm, prompting readers to engage more critically with the text. In the context of Russian Formalism, foregrounding is crucial as it helps separate the aesthetic form of literature from its content, highlighting how form influences meaning.
Formal analysis: Formal analysis is a method of examining a literary work by focusing on its structural elements, such as form, style, language, and imagery. This approach seeks to understand how these elements work together to create meaning and evoke responses in readers, emphasizing the text itself rather than external contexts like author biography or historical background.
Imagery: Imagery refers to the use of vivid and descriptive language that appeals to the senses, helping readers visualize scenes, hear sounds, or feel emotions. This literary device enhances the reader's experience by creating a more immersive and emotional connection to the text. Imagery can evoke strong feelings and establish mood, influencing how a reader interprets a narrative or theme.
Literariness: Literariness refers to the quality or characteristics that distinguish literary texts from non-literary ones. It encompasses elements such as style, form, and artistic intent, highlighting how a text engages the reader's imagination and evokes emotional responses. This concept is particularly important in Russian Formalism, as it emphasizes the techniques and devices that create a text's unique literary identity.
Literary Evolution: Literary evolution refers to the gradual development and transformation of literature over time, influenced by cultural, historical, and social factors. This concept emphasizes that literature is not static but instead evolves in response to changes in society, language, and artistic expression. Understanding literary evolution helps to recognize patterns and shifts within literary movements, allowing for a deeper comprehension of how different schools of thought, like Russian Formalism, emerged and impacted the literary landscape.
Metaphor: A metaphor is a figure of speech that makes a direct comparison between two unrelated things by stating that one is the other, often highlighting a particular quality or aspect shared by both. This tool is essential in literature as it enriches language, evokes emotions, and adds layers of meaning to texts. Metaphors allow readers to see connections between different ideas, facilitating deeper understanding and engagement with the material.
Plot vs. Story: Plot refers to the sequence of events and actions that take place in a narrative, while story encompasses the broader context of the narrative's content, including the characters, settings, and overall themes. The distinction between these two concepts is crucial in literary analysis, particularly in Russian Formalism, where the focus is on how a narrative is structured and how that structure affects meaning and interpretation.
Post-Structuralism: Post-structuralism is a literary theory that emerged in the mid-20th century, challenging the assumptions of structuralism by emphasizing the instability of meaning and the complexity of texts. It critiques the idea that texts have a fixed meaning, proposing instead that interpretation is influenced by context, reader experience, and the interplay of language and culture.
Roman Jakobson: Roman Jakobson was a key figure in the development of structural linguistics and literary theory, best known for his contributions to Russian Formalism and the field of semiotics. His work emphasized the relationship between language and meaning, and he introduced critical concepts like the functions of language, which greatly influenced how we understand texts and their interpretations.
Russian Revolution: The Russian Revolution refers to a series of events that took place in 1917, leading to the overthrow of the Tsarist autocracy and the establishment of a communist government in Russia. This monumental shift not only altered the political landscape of Russia but also had significant implications for literary movements, especially Russian Formalism, which emerged as a response to the radical changes in society and culture following the revolution.
Soviet Literary Policy: Soviet Literary Policy refers to the set of guidelines and regulations established by the Soviet government to control and influence literary production, ensuring that literature aligned with socialist values and served the state's ideological goals. This policy profoundly affected authors, genres, and themes, promoting works that glorified the state and critiquing those that did not conform, shaping the landscape of Russian literature during the Soviet era.
Structuralism: Structuralism is a theoretical approach that emphasizes the underlying structures that shape culture, language, and literature. It focuses on the relationships between elements within a system rather than on the individual elements themselves, highlighting how meaning is generated through these interconnections. This approach has influenced various fields, including linguistics, anthropology, and literary criticism.
The Russian Formalist School: The Russian Formalist School was a significant movement in literary theory that emerged in Russia during the early 20th century. It focused on the study of literature as an autonomous art form, emphasizing the formal elements of texts—such as structure, style, and language—over historical or biographical context. This approach marked a departure from previous literary criticism by prioritizing the mechanics of literature itself and the effects these mechanics produce in readers.
Victor Shklovsky: Victor Shklovsky was a prominent Russian literary theorist and a key figure in the Russian Formalism movement, which emerged in the early 20th century. He is best known for his concept of 'defamiliarization,' which refers to the technique of making the familiar strange to enhance perception and appreciation of art. His work focused on the formal properties of literature, emphasizing how narrative techniques shape the reader's experience.
Yuri Tynianov: Yuri Tynianov was a prominent Russian formalist critic, theorist, and writer who played a key role in the development of literary theory in the early 20th century. His work focused on the formal elements of literature, exploring how these elements contribute to the meaning and experience of literary texts. Tynianov is particularly known for his innovative ideas about the relationship between literature and history, as well as his emphasis on the dynamic nature of language and form in literature.
Art as technique
See definition

Art as technique refers to the idea that art is not merely an expression of emotions or ideas but rather a complex set of techniques and methods that create a specific effect on the audience. This concept emphasizes the formal qualities of artistic works, highlighting how the structure and form of art can engage the viewer and evoke responses. It suggests that the true value of art lies in the mastery of its techniques, which shape how meaning is constructed and perceived.

Term 1 of 19

Art as technique
See definition

Art as technique refers to the idea that art is not merely an expression of emotions or ideas but rather a complex set of techniques and methods that create a specific effect on the audience. This concept emphasizes the formal qualities of artistic works, highlighting how the structure and form of art can engage the viewer and evoke responses. It suggests that the true value of art lies in the mastery of its techniques, which shape how meaning is constructed and perceived.

Term 1 of 19



© 2025 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.

© 2025 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.