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2.4 Adjoint operators and their properties

2.4 Adjoint operators and their properties

Written by the Fiveable Content Team • Last updated August 2025
Written by the Fiveable Content Team • Last updated August 2025
🧐Functional Analysis
Unit & Topic Study Guides

Adjoint operators are key players in functional analysis, linking operators between Hilbert spaces. They're defined by a special property that connects inner products, making them crucial for understanding operator behavior.

Adjoints have unique properties like conjugate linearity and norm preservation. They're used to classify operators as self-adjoint, normal, or unitary, which has big implications in quantum mechanics and other fields using Hilbert spaces.

Adjoint Operators

Definition of adjoint operator

  • Let H1H_1 and H2H_2 be Hilbert spaces and T:H1H2T: H_1 \to H_2 be a bounded linear operator
  • The adjoint operator of TT, denoted by TT^*, is a bounded linear operator from H2H_2 to H1H_1
    • Satisfies the adjoint property Tx,yH2=x,TyH1\langle Tx, y \rangle_{H_2} = \langle x, T^*y \rangle_{H_1} for all xH1x \in H_1 and yH2y \in H_2
    • Also known as the defining property of the adjoint operator
    • Allows for the study of the relationship between an operator and its adjoint (TT and TT^*)
    • Plays a crucial role in the theory of bounded linear operators on Hilbert spaces (L2L^2, 2\ell^2)

Existence and uniqueness of adjoint

  • Existence:
    • For each yH2y \in H_2, define a linear functional ϕy:H1C\phi_y: H_1 \to \mathbb{C} by ϕy(x)=Tx,yH2\phi_y(x) = \langle Tx, y \rangle_{H_2}
    • By the Riesz Representation Theorem, there exists a unique zH1z \in H_1 such that ϕy(x)=x,zH1\phi_y(x) = \langle x, z \rangle_{H_1} for all xH1x \in H_1
      • This theorem guarantees the existence of a unique element in H1H_1 representing the linear functional ϕy\phi_y
    • Define Ty=zT^*y = z, then Tx,yH2=x,TyH1\langle Tx, y \rangle_{H_2} = \langle x, T^*y \rangle_{H_1} for all xH1x \in H_1 and yH2y \in H_2
  • Uniqueness:
    • Suppose S:H2H1S: H_2 \to H_1 is another operator satisfying the adjoint property
    • Then, x,TyH1=Tx,yH2=x,SyH1\langle x, T^*y \rangle_{H_1} = \langle Tx, y \rangle_{H_2} = \langle x, Sy \rangle_{H_1} for all xH1x \in H_1 and yH2y \in H_2
    • By the uniqueness part of the Riesz Representation Theorem, Ty=SyT^*y = Sy for all yH2y \in H_2, implying T=ST^* = S
  • Properties:
    • Linearity: (aT+bS)=aT+bS(aT + bS)^* = \overline{a}T^* + \overline{b}S^* for all bounded linear operators T,ST, S and scalars a,ba, b
      • The adjoint operator preserves linear combinations, with complex conjugates of the scalars
    • Boundedness: T=T\|T^*\| = \|T\|
      • The adjoint operator has the same operator norm as the original operator
    • Double adjoint: (T)=T(T^*)^* = T
      • Taking the adjoint of the adjoint operator yields the original operator
Definition of adjoint operator, Adjoint (operator theory) - Knowino

Calculation of adjoint operators

  • Example 1: Let T:L2[0,1]L2[0,1]T: L^2[0, 1] \to L^2[0, 1] be defined by (Tf)(x)=0xf(t)dt(Tf)(x) = \int_0^x f(t) dt. Then, (Tg)(x)=x1g(t)dt(T^*g)(x) = \int_x^1 g(t) dt
    • The adjoint of the integral operator from 00 to xx is the integral operator from xx to 11
  • Example 2: Let T:22T: \ell^2 \to \ell^2 be defined by (Tx)n=xnn(Tx)_n = \frac{x_n}{n}. Then, (Ty)n=ynn(T^*y)_n = \frac{y_n}{n}
    • The adjoint of the operator dividing each component by its index is the same operator
  • Example 3: Let T:CnCmT: \mathbb{C}^n \to \mathbb{C}^m be a matrix operator. Then, TT^* is the conjugate transpose of the matrix representing TT
    • The adjoint of a matrix operator is the conjugate transpose of the matrix (AA^* or AHA^H)

Operator vs adjoint relationships

  • Self-adjointness:
    • An operator TT is self-adjoint if T=TT = T^*
      • The operator is equal to its adjoint
    • Equivalently, Tx,y=x,Ty\langle Tx, y \rangle = \langle x, Ty \rangle for all x,yx, y in the Hilbert space
      • The inner product is symmetric with respect to the operator
    • Self-adjoint operators have real eigenvalues and orthogonal eigenvectors
      • Spectral properties are similar to real symmetric matrices
  • Normality:
    • An operator TT is normal if TT=TTTT^* = T^*T
      • The operator commutes with its adjoint
    • Self-adjoint operators are always normal
      • Self-adjointness is a stronger condition than normality
    • Normal operators can be diagonalized by a unitary operator
      • They have an orthonormal basis of eigenvectors (UTUU^*TU is diagonal, UU unitary)
Definition of adjoint operator, Adjoint functors - Wikipedia

Properties and Applications

Prove the existence and uniqueness of the adjoint operator and its properties

  • Conjugate linearity: Tx,y=x,Ty\langle Tx, y \rangle = \overline{\langle x, T^*y \rangle}
    • The inner product with the adjoint is the complex conjugate of the inner product with the original operator
  • Adjoint of the adjoint: (T)=T(T^*)^* = T
    • Taking the adjoint twice yields the original operator
  • Adjoint of the inverse: (T1)=(T)1(T^{-1})^* = (T^*)^{-1}, if TT is invertible
    • The adjoint of the inverse is the inverse of the adjoint
  • Adjoint of the composition: (ST)=TS(ST)^* = T^*S^*
    • The adjoint of a composition is the composition of the adjoints in reverse order

Analyze the relationship between an operator and its adjoint, such as self-adjointness and normality

  • Positive operators:
    • An operator TT is positive if Tx,x0\langle Tx, x \rangle \geq 0 for all xx in the Hilbert space
      • The inner product with the operator is non-negative
    • Positive operators are always self-adjoint
      • Positivity implies self-adjointness
    • The spectrum of a positive operator is a subset of [0,)[0, \infty)
      • Eigenvalues of positive operators are non-negative real numbers
  • Unitary operators:
    • An operator UU is unitary if UU=UU=IUU^* = U^*U = I
      • The operator and its adjoint are inverses of each other
    • Unitary operators preserve inner products: Ux,Uy=x,y\langle Ux, Uy \rangle = \langle x, y \rangle
      • The inner product is invariant under unitary transformations
    • The spectrum of a unitary operator is a subset of the unit circle in the complex plane
      • Eigenvalues of unitary operators have modulus 1
  • Applications:
    • Quantum mechanics: observables are represented by self-adjoint operators
      • Ensures real eigenvalues (measurable quantities) and orthogonal eigenvectors (states)
    • Fourier analysis: the Fourier transform is a unitary operator on L2(R)L^2(\mathbb{R})
      • Preserves the L2L^2 norm (Parseval's identity) and has an inverse transform
    • Sturm-Liouville theory: eigenvalue problems for self-adjoint differential operators
      • Arises in the study of vibrating strings, heat conduction, and quantum mechanics
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