The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees brokerage firms and exchange markets in the United States. It is responsible for ensuring fair practices, protecting investors, and regulating the activities of brokerage firms, particularly during critical processes such as Initial Public Offerings (IPOs). FINRA enforces rules and regulations to maintain the integrity of the financial markets and fosters transparency to build trust between investors and market participants.
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