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AP World History: Modern

🌍ap world history: modern review

4.4 Maritime Empires Established

Verified for the 2025 AP World History: Modern examLast Updated on June 18, 2024

4.4 Required Content

Thematic Foci:

  • Governance - A variety of internal and external factors contribute to state formation, expansion, and decline. Governments maintain order through a variety of administrative institutions, policies, and procedures, and governments obtain, retain, and exercise power in different ways and for different purposes.
  • Economic Systems - As societies develop, they affect and are affected by the ways that they produce, exchange, and consume goods and services.
  • Social Interactions and Organization - The process by which societies group their members and the norms that govern the interactions between these groups and between individuals influence political, economic, and cultural institutions and organization.

College Board Learning Objectives:

  • Explain the process of state building and expansion among various empires and states in the period from 1450 to 1750.
  • Explain the continuities and changes in economic systems and labor systems from 1450 to 1750.
  • Explain changes and continuities in systems of slavery in the period from 1450 to 1750.

Historical Developments:

  • KC-4.3.II.A.i - Europeans established new trading posts in Africa and Asia, which proved profitable for the rulers and merchants involved in new global trade networks. Some Asian states sought to limit the disruptive economic and cultural effects of European-dominated long-distance trade by adopting restrictive or isolationist trade policies.
  • KC-4.3.II.C - Driven largely by political, religious, and economic rivalries, European states established new maritime empires, including the Portuguese, Spanish, Dutch, French, and British.
  • KC-4.3.II.A.ii - The expansion of maritime trading networks fostered the growth of states in Africa, including the Asante and the Kingdom of the Kongo, whose participation in trading networks led to an increase in their influence.
  • KC-4.3.II.A.iii - Despite some disruption and restructuring due to the arrival of Portuguese, Spanish, and Dutch merchants, existing trade networks in the Indian Ocean continued to flourish and included intra-Asian trade and Asian merchants.
  • KC-4.2.II.D - Newly developed colonial economies in the Americas largely depended on agriculture, utilized existing labor systems, including the Incan mit’a, and introduced new labor systems including chattel slavery, indentured servitude, and encomienda and hacienda systems.
  • KC-4.2.II.B - Enslavement in Africa continued in its traditional forms, including the incorporation of enslaved persons into households and the export of enslaved persons to the Mediterranean and the Indian Ocean regions.
  • KC-4.2.II.C - The growth of the plantation economy increased the demand for enslaved labor in the Americas, leading to significant demographic, social, and cultural changes.

Europeans in the World

As Europeans explored and colonized Africa and Asia, they set up trading post cities to establish a base. These cities became centers of imperial administrations later on.

Africa

In West Africa, European merchants and missionaries reached inland to Kongo and Benin. They established relationships with local leaders who facilitated the trade of enslaved people. Some West African states, such as the Asante Empire and the Kingdom of the Kongo, became major players in the slave trade and gained significant wealth and power as a result. However, the slave trade also had negative consequences for West Africa, as it resulted in the loss of millions of people from the region and contributed to social and economic disruption.

Japan

Japan initially welcomed Portuguese and Dutch traders and missionaries, then pulled back by banning Christianity and contact with the outside. As they welcomed Europeans, the country experienced a period of cultural exchange and innovation. This was during their Edo period, but in 1639, the government banned Christianity and restricted contact with the outside world. They remained isolated for most of the 17th and 18th centuries in an effort to protect traditional culture.

This period of isolation allowed Japan to develop a unique and distinctive culture, but it also had negative consequences, as the country lost out on many of the advances and technological developments that were taking place in other parts of the world.

China

China was also set on isolating itself from foreign affairs. After Zheng He’s explorations, the Ming dynasty retreated into isolationist policies. Europeans would have to wait a few centuries for access to China.

It wasn't until the 19th century, during the Qing dynasty, that China began to open up to the outside world again. The Qing government was forced to sign a series of treaties with foreign powers that granted them access to Chinese ports and concessions in China, as foreign powers were afraid China would retreat to their isolationist policies again.

India

The Mughal Empire in India was open to trading with Europeans and the British East India Company (EIC) was established to take advantage of these trade opportunities. The EIC initially operated as a trading company, but it gradually expanded its influence in India over the course of the 17th, 18th, and 19th centuries.

It took advantage of tensions between Muslims and Hindus in India to further its own interests, and it often allied with one group against the other. The company also entered into military conflicts with local rulers and regional powers in India, and it gradually expanded its control over large parts of the country. By the 19th century, the British had direct colonial control over all of India, and the country became a major part of the British Empire. The British rule of India had a significant impact on the country's political, economic, and social development, and it continues to be a controversial and contentious issue in modern India.

The Americas

The Spanish and Portuguese divided up the lands of the Americas before they even explored or conquered any of them. In 1494, the Catholic Monarchs of Spain and Portugal signed the Treaty of Tordesillas, which gave Brazil to the Portuguese and everywhere else to the Spanish. If you think about it, languages are still divided across these lines.

Image Courtesy of the National Geographic Society

The Spanish conquistadors brought down the thriving Aztec and Inca empires within a few decades. The Aztecs fell first when Hernán Cortés and his troops brought disease to the region. Cortés also combined the forces of Aztec rivals to topple them faster. He then established the Spanish capital of Mexico City. 

The Incas fell quickly because of disease and betrayal. Francisco Pizarro and his troops captured the Inca leader Atahualpa and convinced the Incas to trade gold for his return. They complied, but Pizarro still had Atahualpa killed, effectively toppling the empire.

The Spanish also established a fort at St. Augustine in present-day Florida. In North America, the Spanish had control of the southwest regions, Central America, and Florida.

North of the Spanish territory, the French and British were fueling their rivalry as they competed for land and control of resources. The French aligned with the Iroquois for protection and trading rights. The rivalry eventually popped off as the Seven Years’ War exploded tensions around the world. The British drove the French out of Canada and India after that. 

Changes in Labor Systems

Economic systems were disrupted as trade intensified. The Portuguese controlled some areas of the Indian Ocean network as they were strong-armed locals, but merchants continued to trade and migrate.

The encomienda and hacienda systems were two economic systems that were used in the Spanish Empire in the Americas to extract wealth and labor from the indigenous peoples and African slaves who lived in these territories.

  • Under the encomienda system, Spanish colonists were granted the right to demand labor and tribute from a specific group of indigenous people in exchange for the colonists' protection and Christian instruction. They basically forced Natives to harvest cash crops in exchange for food and shelter, similar to the feudal system. The Natives were tied to the land and not free to leave.
  • The hacienda system was a system of large agricultural estates that were developed in the Spanish Empire in the Americas. Haciendas were typically owned by wealthy landowners, and they were worked by indentured laborers, including indigenous people and African slaves. The hacienda system was used to produce agricultural goods, such as sugar, tobacco, and livestock, for export to Europe.

Meanwhile, the silver trade was insanely profitable for the Spanish and the mines at Potosi and Zacatecas needed as much labor as possible. Indigenous peoples were forced to work in the harsh mines using a modified Mit’a system to nearly enslave the Natives.

🎥Watch AP World History: Modern teacher Patrick Lasseter discuss these several types of coerced labor systems used in America.

Comparing Labor Systems

TypePlaceWorkCharacteristics
SlaveAmericas & AfricaHarvested cash crops, worked plantations, maintained homesTreated as property, with little to no rights
SerfsEurope & AsiaWorked the farms of LordsTied to the land, No legal protections
Indentured ServantsGlobalFieldwork, maintained homesTransport paid in exchange for 7 years of unpaid labor
FreeEurope & AsiaBlacksmith, WeavingWorked own land
PeasantAsiaFarmingPaid taxes to Lord, Paid tithes to Church
NomadEurope, Asia, & AfricaHerding, pastoralism, breedingMoved often, Used land temporarily
Guild MemberEuropeSkilled craftsApprentice, Eventually independent

Atlantic Slave Trade

The work of harvesting cash crops and mining silver was labor intensive. These new markets were profitable, but could only be sustained with a lot of cheap or free labor.

Africa was targeted for labor in the Americas because Indigenous populations were decimated by disease and were able to escape with knowledge of the land and the ability to blend in with other Natives. Indentured servants provided cheap labor for a while, but plantation owners couldn’t scale their businesses when laborers would leave after seven years.

As the slave trade expanded, some African Kings participated and shared profits. Slaves were captured, transported to holding pens (“Points of No Return”), and then crammed on ships for the Middle Passage journey across the Atlantic.

Map of the Middle Passage. Image Courtesy of crispusattucksmuseum

The demographic effects of the slave trade in Africa were unprecedented. Although the population of Africa ultimately increased because of increased food resources, in some regions the population declined as slaves were kidnapped. Families were separated and there was a gender imbalance because more men were taken than women. 

👉Check out the last key topic for more information about the Atlantic slave trade.

Key Terms to Review (31)

Asante Empire: The Asante Empire was a powerful West African state that emerged in the late 17th century, known for its wealth, military strength, and complex political organization. It played a significant role in the Atlantic trade networks, particularly in the trade of gold and enslaved people, making it a key player among maritime empires established during this period.
Atlantic Slave Trade: The Atlantic Slave Trade was a brutal system of forced labor that involved the transportation of millions of enslaved Africans to the Americas from the 16th to the 19th centuries. This trade significantly impacted economic structures, social dynamics, and cultural exchanges between continents, shaping the modern world.
Aztec Empire: The Aztec Empire was a powerful Mesoamerican civilization that flourished in central Mexico from the 14th to the 16th centuries, known for its rich culture, complex social structure, and impressive architectural achievements. It was characterized by a tribute system, a polytheistic religion, and an expansive trade network, playing a crucial role in the development of pre-Columbian America.
British East India Company (EIC): The British East India Company was a trading company established in 1600 that played a significant role in the establishment and expansion of British maritime empires in Asia. It was initially formed to capitalize on trade opportunities in the East Indies but eventually shifted its focus to India, where it became a powerful political and military force, influencing the region's governance and economy.
Chattel Slavery: Chattel slavery is a form of slavery where individuals are treated as personal property that can be bought, sold, and owned. This brutal system became widespread during the establishment of maritime empires, where enslaved people were forcibly transported across the Atlantic to work on plantations, significantly shaping economic systems and social hierarchies in the Americas and Europe.
Economic Systems: Economic systems refer to the structured ways in which societies organize and distribute resources, goods, and services to meet the needs of their populations. These systems can be shaped by various factors, including politics, culture, and geography, influencing trade, labor, and wealth distribution. Understanding economic systems helps explain how different regions developed during times of expansion and colonialism, especially as empires established maritime trade routes and engaged in resource extraction.
Edo Period: The Edo Period was a time in Japanese history from 1603 to 1868 characterized by peace, stability, and isolation under the Tokugawa shogunate. This era saw the consolidation of power by the shoguns, leading to significant socio-economic changes, cultural flourishing, and the establishment of a unique Japanese identity while also impacting Japan's response to external influences.
Encomienda System: The Encomienda System was a labor system instituted by the Spanish crown during the colonization of the Americas, where Spanish settlers were granted the right to extract labor and tribute from Indigenous peoples in exchange for protection and religious instruction. This system was significant in shaping colonial society and economy in Spanish America, as it laid the groundwork for a class-based society heavily reliant on Indigenous labor.
Francisco Pizarro: Francisco Pizarro was a Spanish conquistador known for his role in the conquest of the Inca Empire in the early 16th century. His actions led to the establishment of Spanish colonial rule in present-day Peru, significantly impacting maritime empires and their expansion in the Americas. Pizarro's expeditions exemplified the themes of exploration, conquest, and the establishment of European dominance in the New World.
Governance: Governance refers to the systems, processes, and practices through which authority and control are exercised within a society or organization. It encompasses the rules, policies, and institutions that shape decision-making and the management of resources, including both formal structures and informal norms. The effectiveness of governance can impact stability, development, and the overall relationship between the state and its citizens.
Hacienda System: The Hacienda System was a large estate or plantation system established during colonial times in Latin America, primarily characterized by its reliance on forced labor, especially of Indigenous people and enslaved Africans. This system was significant in the development of social and economic structures within maritime empires, as it facilitated the production of cash crops and resources that were crucial for trade and wealth generation in European markets.
Hernán Cortés: Hernán Cortés was a Spanish conquistador known for leading the expedition that resulted in the fall of the Aztec Empire in the early 16th century. His conquests marked a significant moment in the era of exploration and colonial expansion, showcasing the impact of technological innovations in navigation and warfare while establishing Spanish maritime dominance in the Americas.
Imperial Administrations: Imperial administrations refer to the systems and structures through which empires govern their vast territories, manage resources, and enforce their policies. These administrations are crucial for maintaining control over diverse populations, often involving a hierarchy of officials and bureaucrats who implement the will of the central authority. In the context of maritime empires, effective imperial administrations were essential for managing trade routes, overseeing colonies, and integrating newly acquired lands into the empire's economic and political framework.
Inca Empire: The Inca Empire was a powerful pre-Columbian civilization that thrived in the Andean region of South America from the early 15th century until the Spanish conquest in the 16th century. Known for its advanced agricultural practices, architectural achievements, and sophisticated political system, the Inca Empire played a crucial role in shaping the cultural and historical landscape of the Americas.
Indian Ocean Network: The Indian Ocean Network refers to the vast system of maritime trade routes and interactions among the coastal regions surrounding the Indian Ocean, which facilitated the exchange of goods, ideas, and cultures from ancient times through the early modern period. This network was instrumental in the establishment of maritime empires, connecting various regions such as East Africa, the Middle East, South Asia, and Southeast Asia, making it a central hub for commerce and cultural exchange.
Incan Mit'a System: The Incan Mit'a System was a labor system used by the Inca Empire where citizens were required to work for the state on various projects, such as agriculture, mining, and construction, for a specific period each year. This system allowed the Inca government to mobilize large groups of people for public works, creating infrastructure and supporting the economy while also reinforcing the authority of the state over its citizens.
Indentured Servitude: Indentured servitude was a labor system where individuals signed a contract to work for a specific number of years in exchange for passage to a new land, typically the Americas, along with food, shelter, and eventual freedom. This practice emerged as a solution to labor shortages in the colonies during the establishment of maritime empires and was essential in shaping colonial economies and societies.
Iroquois Confederacy: The Iroquois Confederacy, also known as the Haudenosaunee or the Six Nations, was a powerful alliance of six Native American tribes in the Northeastern United States, formed in the late 16th century. This confederation played a significant role in shaping regional dynamics and interactions with European maritime empires, serving as a political and military force that influenced trade, diplomacy, and territorial control in North America.
Kingdom of Kongo: The Kingdom of Kongo was a powerful African kingdom located in Central Africa, thriving from the 14th to the 19th centuries. It played a significant role in trade and cultural exchange, particularly in relation to European maritime empires, showcasing the complex interactions between indigenous African societies and European powers during the age of exploration and colonization.
Labor Systems: Labor systems refer to the organized methods of labor and workforce management used by societies, particularly in the context of agriculture, mining, and industrial production. These systems were vital in shaping the economic and social structures of maritime empires, affecting class hierarchies and racial dynamics as different groups were utilized for various forms of labor. The implementation of these systems was often influenced by colonial expansion and the need for resources to sustain growing economies.
Middle Passage: The Middle Passage refers to the brutal and inhumane sea voyage that transported enslaved Africans to the Americas between the 16th and 19th centuries. This journey was a central part of the transatlantic slave trade, where millions of Africans were forcibly taken from their homes and subjected to horrific conditions aboard slave ships. The Middle Passage highlights the harsh realities of maritime empires as they established and expanded their colonies, relying heavily on enslaved labor for economic prosperity.
Ming Dynasty: The Ming Dynasty was a Chinese imperial dynasty that ruled from 1368 to 1644, known for its cultural, political, and economic achievements as well as for its significant maritime exploration. The dynasty restored Han Chinese rule after the Mongol-led Yuan Dynasty and established a period of stability and prosperity in East Asia.
Potosi Mines: The Potosi Mines, located in modern-day Bolivia, were one of the richest sources of silver during the colonial period, significantly contributing to the wealth of Spain and the global economy. These mines became a crucial part of the mining industry that fueled the Spanish Empire's maritime expansion and were integral to the exchange of goods, people, and ideas that characterized this era.
Qing Dynasty: The Qing Dynasty was the last imperial dynasty of China, ruling from 1644 to 1912, and was established by the Manchu people after they overthrew the Ming Dynasty. This period is marked by significant territorial expansion, cultural exchanges, and conflicts with Western powers, influencing China's response to modernization and industrialization.
Seven Years’ War: The Seven Years' War was a global conflict that lasted from 1756 to 1763, involving major world powers like Britain, France, Spain, and Portugal. Often referred to as the first 'world war,' it was marked by battles in Europe, North America, the Caribbean, West Africa, and India. The outcomes of the war had significant implications for colonial empires and fueled nationalist sentiments in various regions.
Social Interactions and Organization: Social Interactions and Organization refer to the ways individuals and groups connect, communicate, and establish hierarchies within societies. In the context of maritime empires, these interactions shaped economic practices, cultural exchanges, and political structures, influencing how societies developed along trade routes and maritime networks. The organization of social systems often determined power dynamics, class structures, and the integration of diverse populations across vast oceanic expanses.
St. Augustine, Florida: St. Augustine, Florida, is a city founded in 1565 by Spanish explorer Pedro Menéndez de Avilés, making it the oldest continuously inhabited European-established settlement in the continental United States. Its establishment was part of Spain's broader efforts to expand its maritime empire and secure territorial claims in North America during the Age of Exploration.
State Building: State building refers to the process of establishing and developing a political entity that is recognized as a sovereign state. This involves creating institutions, governance structures, and social systems that enable a state to function effectively and maintain authority over its territory and population. In the context of maritime empires, state building often includes expanding territories, establishing trade networks, and integrating diverse populations under centralized control.
Trading Posts: Trading posts were established sites where merchants and traders exchanged goods and services, often located at key geographical points such as ports or riverbanks. These posts were crucial for facilitating trade, spreading culture, and establishing colonial presence during the age of maritime empires, contributing to the global economy and interactions between different societies.
Treaty of Tordesillas: The Treaty of Tordesillas was an agreement made in 1494 between Spain and Portugal, dividing newly discovered lands outside Europe along a meridian 370 leagues west of the Cape Verde islands. This treaty aimed to resolve conflicts over newly explored territories and laid the groundwork for the establishment of maritime empires, directly influencing cultural exchanges and trade routes.
Zacatecas Mines: The Zacatecas Mines are a historical series of silver mines located in the Zacatecas region of Mexico, which became one of the most significant sources of silver during the Spanish colonial period. The wealth generated from these mines played a crucial role in establishing and sustaining maritime empires, particularly the Spanish Empire, as it fueled economic expansion and facilitated trade across the Atlantic and Pacific Oceans.