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Intro to the Theory of Sets

Types of Sets

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Why This Matters

In set theory, understanding the different types of sets isn't just about memorizing definitions—it's about recognizing the structural properties that make sets behave in fundamentally different ways. You're being tested on your ability to classify sets by their cardinality, relationships to other sets, and topological properties. These distinctions form the foundation for nearly everything else in mathematics, from functions and relations to probability and analysis.

When you encounter exam questions, they'll often ask you to identify which type of set fits a given description or to explain why certain set properties matter. Don't just memorize that the empty set has no elements—understand why it's a subset of every set and how that fact gets used in proofs. The goal is to see each set type as an example of a deeper principle at work.


Sets Defined by Size (Cardinality)

The most fundamental way to classify sets is by how many elements they contain. Cardinality tells us whether a set is empty, finite, or infinite—and if infinite, whether it's countable or uncountable.

Empty Set

  • Contains no elements—denoted by \emptyset or {}\{\}, with cardinality zero
  • Subset of every set—this follows logically since there's no element in \emptyset that could fail to be in another set
  • Unique in set theory—there is exactly one empty set, making it foundational for building other mathematical structures

Singleton Set

  • Contains exactly one element—written as {a}\{a\} where aa is the sole member
  • Cardinality of one—the simplest non-empty set possible
  • Not the same as its element—the set {a}\{a\} is distinct from the element aa itself, a crucial distinction in formal set theory

Finite Set

  • Has a countable, limited number of elements—you can list all members and eventually stop
  • Cardinality is a natural number—for example, {1,2,3}\{1, 2, 3\} has cardinality 3
  • Closed under many operations—unions and intersections of finite sets remain finite

Infinite Set

  • Has unlimited elements—no natural number can express its cardinality
  • Comes in different sizes—not all infinite sets are equally large (countable vs. uncountable)
  • Examples include N\mathbb{N}, Z\mathbb{Z}, and R\mathbb{R}—the natural numbers, integers, and real numbers respectively

Compare: Finite Set vs. Infinite Set—both can be well-defined collections, but finite sets have cardinality expressible as a natural number while infinite sets do not. If asked to prove a set is infinite, show no natural number bounds its size.


Sets Defined by Countability

Within infinite sets, mathematicians distinguish between those that can be listed in sequence and those that cannot. This distinction, formalized by Cantor, reveals that infinities come in different magnitudes.

Countable Sets

  • Elements correspond one-to-one with natural numbers—you can "count" them even if the counting never ends
  • Includes all finite sets plus some infinite setsN\mathbb{N} and Z\mathbb{Z} are both countable
  • Key technique: bijection with N\mathbb{N}—proving countability means constructing this correspondence explicitly

Uncountable Sets

  • Cannot be matched one-to-one with natural numbers—there are "too many" elements
  • The real numbers R\mathbb{R} are the classic example—Cantor's diagonal argument proves this
  • Strictly larger cardinality than countable sets—uncountable sets represent a higher order of infinity

Compare: Countable vs. Uncountable Sets—both are infinite, but countable sets (like Z\mathbb{Z}) can be enumerated while uncountable sets (like R\mathbb{R}) cannot. Cantor's diagonal argument is the standard proof technique for showing uncountability.


Sets Defined by Relationships

Sets don't exist in isolation—they relate to each other through inclusion, equality, and equivalence. These relationships are essential for understanding set operations and logical arguments.

Universal Set

  • Contains all elements under consideration—denoted UU, it defines the "universe" for a given problem
  • Every other set is a subset of UU—complements and other operations are defined relative to it
  • Context-dependent—the universal set changes based on what you're studying (integers in number theory, points in geometry)

Subset

  • Set AA is a subset of BB if every element of AA is in BB—written ABA \subseteq B
  • Includes the possibility of equalityAAA \subseteq A is always true
  • The empty set is a subset of every set—a critical fact used in many proofs

Proper Subset

  • AA is a proper subset of BB if ABA \subseteq B and ABA \neq B—written ABA \subset B
  • BB must contain at least one element not in AA—proper subsets are strictly "smaller"
  • Used to establish strict hierarchies—important when proving one set is genuinely contained in another

Power Set

  • The set of all subsets of AA—denoted P(A)\mathcal{P}(A) or 2A2^A
  • If A=n|A| = n, then P(A)=2n|\mathcal{P}(A)| = 2^n—this exponential growth is a key formula
  • Always includes \emptyset and AA itself—these are the "extreme" subsets

Compare: Subset vs. Proper Subset—ABA \subseteq B allows A=BA = B, while ABA \subset B requires ABA \neq B. Watch the notation carefully on exams; the distinction matters for precise logical statements.


Sets Defined by Element Comparison

When comparing two sets, we ask: Do they share elements? Do they have the same elements? Do they have the same number of elements? Each question leads to a different classification.

Equal Sets

  • Contain exactly the same elements—written A=BA = B
  • Order and repetition don't matter{1,2,3}={3,1,2}\{1, 2, 3\} = \{3, 1, 2\}
  • Proven by showing mutual subset inclusionA=BA = B iff ABA \subseteq B and BAB \subseteq A

Equivalent Sets

  • Have the same cardinality—written A=B|A| = |B|
  • Elements can be completely different{1,2}\{1, 2\} and {a,b}\{a, b\} are equivalent
  • Established by bijection—a one-to-one correspondence between elements proves equivalence

Disjoint Sets

  • Share no common elements—their intersection is empty: AB=A \cap B = \emptyset
  • Can still have the same cardinality{1,2}\{1, 2\} and {3,4}\{3, 4\} are disjoint but equivalent
  • Foundation for partitions—a set can be divided into pairwise disjoint subsets

Compare: Equal Sets vs. Equivalent Sets—equal sets have identical elements ({1,2}={1,2}\{1, 2\} = \{1, 2\}), while equivalent sets merely have the same count ({1,2}\{1, 2\} and {a,b}\{a, b\}). Equality implies equivalence, but not vice versa.


Sets Defined by Topological Properties

In analysis and topology, sets are classified by their boundary behavior. These properties become essential when studying continuity, limits, and convergence.

Open Sets

  • Contains none of its boundary points—every point has a neighborhood entirely within the set
  • The interval (a,b)(a, b) is the classic example—endpoints aa and bb are excluded
  • Fundamental to defining continuity—a function is continuous iff preimages of open sets are open

Closed Sets

  • Contains all of its boundary points—includes its "edge" elements
  • The interval [a,b][a, b] is the classic example—endpoints aa and bb are included
  • Complement of an open set is closed—and vice versa, a key duality in topology

Compare: Open Sets vs. Closed Sets—(0,1)(0, 1) is open (excludes boundaries), [0,1][0, 1] is closed (includes boundaries). Some sets are both (called clopen), and some are neither. This distinction is critical for understanding limits and convergence.


Quick Reference Table

ConceptBest Examples
Cardinality-based classificationEmpty Set, Singleton Set, Finite Set, Infinite Set
CountabilityCountable Sets, Uncountable Sets
Set relationshipsUniversal Set, Subset, Proper Subset, Power Set
Element comparisonEqual Sets, Equivalent Sets, Disjoint Sets
Topological propertiesOpen Sets, Closed Sets
Zero cardinalityEmpty Set
Exponential growthPower Set (2n2^n elements)
Cantor's contributionsCountable Sets, Uncountable Sets

Self-Check Questions

  1. What property do the empty set and singleton set share regarding their relationship to other sets, and how do their cardinalities differ?

  2. Given two infinite sets, how would you determine whether they are countable or uncountable? What proof technique distinguishes them?

  3. Compare and contrast equal sets and equivalent sets. Can two sets be equivalent without being equal? Can they be equal without being equivalent?

  4. If A={1,2,3}A = \{1, 2, 3\}, how many elements does P(A)\mathcal{P}(A) contain? List three subsets of AA that would appear in the power set.

  5. Explain why the interval (0,1)(0, 1) is open while [0,1][0, 1] is closed. What would you call a set that is both open and closed, and can you give an example?