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Intro to Archaeology

🦴intro to archaeology review

4.2 Excavation Methods and Strategies

Last Updated on July 22, 2024

Archaeologists use various excavation strategies to uncover the past. Vertical digs reveal chronological sequences, while horizontal excavations expose site layouts. Combining both methods provides a comprehensive understanding of ancient sites and their development over time.

Excavations follow careful processes, including stratigraphic digging and sampling techniques. Ethical considerations are crucial, involving proper permissions, documentation, and respect for cultural heritage. These methods help archaeologists piece together the puzzle of human history.

Excavation Strategies and Techniques

Vertical vs horizontal excavations

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  • Vertical excavations dig downward through stratigraphic layers revealing chronological sequence of site occupation and abandonment
    • Provides understanding of site formation processes (natural and cultural) and changes over time
    • Examples: stratigraphic trenches, test pits
  • Horizontal excavations expose large areas of a site at a single stratigraphic level revealing spatial understanding of site layout and organization
    • Uncovers relationships between features (hearths, walls) and artifacts (pottery, tools) within a specific time period
    • Examples: area excavations, open-area excavations
  • Combination of vertical and horizontal excavations often employed to gain comprehensive understanding of a site
    • Vertical excavations establish chronology while horizontal excavations reveal spatial patterns
    • Example: excavating a series of stratigraphic trenches across a site and then expanding horizontally at key levels

Process of stratigraphic excavation

  1. Careful removal and documentation of soil layers (strata) in reverse order of deposition

    • Each stratigraphic layer represents a specific period of time and set of activities
  2. Layers removed one at a time with each layer fully exposed and documented before proceeding to the next

  3. Artifacts and features recorded within their respective stratigraphic contexts

  4. Allows archaeologists to:

    • Establish relative chronology of site occupation and abandonment
    • Identify and interpret natural (erosion, deposition) and cultural (construction, destruction) site formation processes
    • Understand relationships between artifacts, features, and stratigraphic layers

Sampling in archaeological excavations

  • Sampling selects representative portion of a site for excavation allowing efficient and effective data gathering, especially at large sites
  • Types of sampling strategies:
    • Random sampling selects excavation units at random across a site
    • Stratified sampling divides site into distinct areas based on specific criteria (topography, artifact density) and selects units within each area
    • Systematic sampling selects excavation units at regular intervals (every 5 meters) across a site
  • Sampling techniques:
    • Shovel testing digs small, regularly spaced test pits to assess artifact density and distribution
    • Coring extracts narrow, vertical samples of soil to examine stratigraphy and soil composition
    • Surface collection systematically collects artifacts from ground surface to assess spatial patterns and guide excavation strategies

Ethics in archaeological excavations

  • Obtain necessary permits and permissions from local authorities and stakeholders before excavating
  • Minimize damage to sites by excavating only when necessary and using non-invasive techniques (ground-penetrating radar) when possible
  • Document all aspects of excavation process thoroughly, including field notes, photographs, and maps
  • Properly care for and curate excavated artifacts and samples in appropriate storage facilities
  • Respect cultural heritage and beliefs of local communities and descendent populations
    • Engage with and involve local communities in excavation process, when appropriate
  • Ensure safety of all personnel involved in excavation by following proper safety protocols
  • Publish and disseminate research results to contribute to broader archaeological knowledge base
  • Develop plan for site conservation and management after excavation is complete to protect site for future generations

Key Terms to Review (20)

Feature Identification: Feature identification refers to the process of recognizing and documenting distinct physical attributes or components within an archaeological site, such as structures, artifacts, or ecofacts that are associated with human activity. This process is critical in understanding how ancient cultures operated, as it allows archaeologists to piece together past behaviors, social structures, and environmental interactions.
Coring: Coring is a method used in archaeology to extract cylindrical samples of soil or sediment, allowing researchers to analyze the layers of stratigraphy without extensive excavation. This technique helps in understanding the chronological sequence of deposits and can reveal important information about past environments and human activities. By examining these samples, archaeologists can identify artifacts, ecofacts, and other evidence that inform them about the site’s history.
Systematic sampling: Systematic sampling is a method used in archaeological excavation where researchers select samples at regular intervals from a larger population. This approach helps in obtaining a representative subset of data while reducing bias, making it easier to analyze patterns or trends within the site being studied. It’s particularly useful for organizing excavation strategies, ensuring that the selected areas reflect the overall characteristics of the archaeological context.
Shovel Testing: Shovel testing is a preliminary archaeological survey method that involves digging small, systematic holes, or test pits, at regular intervals across a site to assess its potential for containing artifacts or features. This method is often used to gather initial information about the archaeological potential of an area before deciding on more extensive excavation strategies. By uncovering stratigraphy and cultural material, shovel testing helps archaeologists make informed decisions about further investigation and excavation techniques.
Stratified Sampling: Stratified sampling is a method used in archaeology and other fields where the population is divided into distinct subgroups or strata, and samples are taken from each of these groups. This technique ensures that different segments of the population are represented in the sample, which helps in gaining more accurate insights into the overall characteristics of the archaeological site being studied. By using stratified sampling, researchers can minimize biases and improve the reliability of their findings.
Site Formation Processes: Site formation processes refer to the series of natural and cultural events that lead to the creation, alteration, and preservation of archaeological sites over time. Understanding these processes is crucial for interpreting how artifacts, features, and ecofacts come to be situated in their current context, which informs excavation methods, mapping strategies, and the overall analysis of archaeological materials.
Site Context: Site context refers to the specific environmental, cultural, and historical conditions surrounding an archaeological site. Understanding site context is crucial as it provides insights into how artifacts and features within a site relate to one another and to the broader landscape, influencing excavation methods and strategies used by archaeologists.
Secondary Context: Secondary context refers to the conditions and circumstances under which archaeological materials are found after they have been displaced from their original position. This context often occurs due to natural processes like erosion or human activities such as construction, leading to a change in the artifacts' association with their primary archaeological context. Understanding secondary context is crucial because it can influence the interpretation of the data collected during excavation, highlighting the importance of recognizing how artifacts relate to each other and their original settings.
In situ: In situ refers to the context in which an archaeological artifact, feature, or ecofact is found in its original location and undisturbed by later human activity. This concept is crucial because it provides valuable information about the relationships between artifacts and their surroundings, helping archaeologists interpret the past more accurately. Understanding in situ conditions allows for more precise reconstruction of historical events, cultural practices, and spatial organization of ancient societies.
Random sampling: Random sampling is a statistical technique used to select a subset of individuals from a larger population, where each individual has an equal chance of being chosen. This method helps to ensure that the sample is representative of the population, minimizing bias and allowing for more accurate generalizations about the whole group. In archaeology, random sampling is essential in excavation methods and strategies to systematically gather data from sites without preferential treatment to specific areas.
Stabilization: Stabilization refers to the processes and techniques employed in archaeology to preserve and maintain the integrity of artifacts and structures during excavation and after they have been uncovered. This is crucial for preventing deterioration due to environmental factors, handling, or exposure to air and moisture, ensuring that findings remain intact for analysis and interpretation.
Stratigraphic Layers: Stratigraphic layers refer to the distinct layers of sediment, soil, or rock that accumulate over time, each representing a specific period of deposition in the geological or archaeological record. Understanding these layers is crucial for archaeologists as they provide a chronological framework for interpreting the sequence of human activity and environmental changes at a site.
Field Notes: Field notes are detailed records made by archaeologists during their fieldwork, capturing observations, measurements, and contextual information about the excavation process. These notes serve as a crucial tool for documenting findings and help create a reliable account of the excavation's methodology and results. They also play a significant role in site mapping and documentation, ensuring that every detail is preserved for analysis and interpretation later on.
Horizontal excavation: Horizontal excavation is a method used in archaeology that involves digging a site in a horizontal plane to uncover artifacts and features spread across a wide area, rather than focusing on depth. This approach allows archaeologists to understand the layout of a site and how different layers and artifacts relate to each other spatially. By employing this technique, researchers can effectively map out the relationships between various elements at a site, contributing significantly to understanding the historical context of the findings.
Stratigraphic Excavation: Stratigraphic excavation is a method of archaeological excavation that focuses on the analysis of soil layers, or strata, to understand the chronological sequence of human activity at a site. This technique emphasizes the importance of the vertical context of artifacts and features, allowing archaeologists to reconstruct past behaviors and events based on how layers are formed over time. By examining these layers systematically, archaeologists can uncover the historical significance of various strata, which is crucial for interpreting human remains and cultural artifacts accurately.
Sampling strategies: Sampling strategies refer to the methods archaeologists use to select specific portions of a site or area for excavation and analysis. This approach is critical as it helps to manage resources efficiently while maximizing the amount of relevant information gathered about the archaeological context. Choosing an appropriate sampling strategy can significantly affect the interpretation of archaeological data, allowing researchers to make inferences about larger populations or sites based on smaller samples.
Vertical excavation: Vertical excavation is a method used in archaeology that involves digging straight down into the ground to uncover layers of soil and artifacts in a specific area. This technique is essential for understanding the stratigraphy of a site, revealing how different layers correspond to various time periods and cultural practices. It provides archaeologists with a clear view of the chronological sequence of human activity at the site, allowing them to analyze changes over time.
Open-area excavation: Open-area excavation is a method used in archaeology where a large, horizontal area of a site is excavated simultaneously rather than in small, isolated units. This approach allows for a broader understanding of spatial relationships among artifacts and features, revealing patterns that might not be visible through traditional digging techniques. It emphasizes the importance of context and helps archaeologists reconstruct the environment and activities of past societies more effectively.
Contextual analysis: Contextual analysis is the process of examining artifacts, features, and sites within their environmental, cultural, and temporal contexts to gain a deeper understanding of their significance. This method emphasizes the relationships between items and their surroundings, allowing archaeologists to interpret the meaning and use of objects in historical and cultural frameworks.
Test Pit Excavation: Test pit excavation is a method used in archaeology to investigate subsurface deposits by digging small, systematically placed holes at a site. This technique helps archaeologists assess the distribution and depth of artifacts and features without conducting large-scale excavations. By analyzing the contents of these pits, researchers can make informed decisions about further excavation strategies based on the presence or absence of significant findings.