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5.5 Due Process and Equal Protection

4 min readLast Updated on August 16, 2024

The 5th and 14th Amendments guarantee due process rights, protecting individuals from arbitrary government actions. These amendments ensure fair treatment in legal proceedings and safeguard fundamental rights not explicitly mentioned in the Constitution.

The Equal Protection Clause prohibits discrimination based on race, gender, and other protected characteristics. Landmark cases like Brown v. Board of Education have shaped the interpretation of equal protection, addressing various forms of discrimination and expanding civil rights protections.

Procedural vs Substantive Due Process

Due Process Protections in the Constitution

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  • 5th and 14th Amendments guarantee due process rights protecting individuals from arbitrary deprivation of life, liberty, or property by the government
  • 5th Amendment applies due process protections to the federal government
  • 14th Amendment extends due process protections to state and local governments
  • Due process balances individual rights and government interests requiring courts to weigh competing factors

Procedural Due Process

  • Specific steps and safeguards followed in legal proceedings to ensure fairness and protect individual rights
  • Key elements include
    • Notice of charges
    • Opportunity to be heard
    • Right to legal counsel
    • Impartial decision-maker
  • Ensures fair treatment in legal processes (criminal trials, administrative hearings)

Substantive Due Process

  • Protects fundamental rights not explicitly mentioned in the Constitution from government infringement without compelling justification
  • Covers rights like privacy and personal autonomy
  • Landmark cases shaped interpretation
  • Courts determine if government action violates fundamental rights using strict scrutiny test

Equal Protection Clause and Discrimination

Equal Protection Clause Overview

  • 14th Amendment prohibits states from denying equal protection of the laws to any person within their jurisdiction
  • Instrumental in combating various forms of discrimination (racial, gender, sexual orientation)
  • Examines whether laws or policies create classifications treating similarly situated individuals differently
  • Concept of "disparate impact" analyzes if facially neutral laws have discriminatory effects on protected groups

Landmark Equal Protection Cases

  • Brown v. Board of Education (1954) overturned racial segregation in public schools using Equal Protection Clause
  • Gender discrimination cases expanded application
  • Obergefell v. Hodges (2015) applied Equal Protection Clause to legalize same-sex marriage nationwide

Forms of Discrimination Addressed

  • Racial discrimination (school segregation, voting rights)
  • Gender discrimination (workplace equality, educational opportunities)
  • Sexual orientation discrimination (marriage equality, employment protections)
  • Discrimination based on alienage (rights of non-citizens)
  • Discrimination based on legitimacy (rights of children born out of wedlock)

Judicial Scrutiny Levels

Strict Scrutiny

  • Highest level of judicial review
  • Applied to classifications based on race, national origin, and alienage
  • Government must prove
    • Compelling state interest
    • Law is narrowly tailored to achieve that interest
  • Extremely difficult standard for government to meet
  • Example: Racial classifications in college admissions (Grutter v. Bollinger)

Intermediate Scrutiny

  • Middle level of judicial review
  • Applied to gender-based classifications
  • Government must show
    • Important government objective
    • Law is substantially related to achieving that objective
  • Example: Gender-based military draft registration (Rostker v. Goldberg)

Rational Basis Review

  • Lowest level of judicial scrutiny
  • Applied to most other classifications
  • Government must demonstrate law is rationally related to legitimate government interest
  • Easiest standard for government to meet
  • Example: Age restrictions for driving licenses

Evolving Standards

  • Some classifications have seen changing levels of scrutiny
  • Sexual orientation discrimination moving towards heightened scrutiny
  • Reflects changing societal attitudes and legal interpretations
  • Example: Transition from rational basis to heightened scrutiny in LGBTQ+ rights cases

Equal Rights and Court Enforcement

Role of Courts in Equal Protection

  • Supreme Court crucial in interpreting and expanding equal protection guarantees
  • Courts adapt interpretations to address new forms of potential discrimination
  • Judicial enforcement sometimes conflicts with legislative and executive branches
  • Balance of powers questions arise in addressing discrimination

Ongoing Challenges in Equality

  • Persistent inequalities for various groups
    • Racial minorities (employment discrimination, criminal justice disparities)
    • Women (pay equity, reproductive rights)
    • LGBTQ+ individuals (workplace protections, adoption rights)
    • Persons with disabilities (accessibility, employment opportunities)
  • Affirmative action policies continue to face legal challenges

Emerging Equal Protection Issues

Key Terms to Review (30)

Fisher v. University of Texas: Fisher v. University of Texas is a landmark Supreme Court case decided in 2016 that addressed the constitutionality of affirmative action policies in college admissions. The case involved Abigail Fisher, a white applicant who challenged the University of Texas's use of race as a factor in its admissions process, arguing it violated the Equal Protection Clause of the Fourteenth Amendment. This case is significant as it re-examined the balance between diversity in higher education and the principles of equal protection under the law.
Crawford v. Marion County Election Board: Crawford v. Marion County Election Board is a landmark Supreme Court case decided in 2008 that upheld Indiana's voter ID law, requiring voters to present government-issued photo identification at polling places. This decision highlighted the balance between states' rights to regulate elections and the constitutional principles of due process and equal protection, as it addressed concerns over voter access and potential discrimination against certain groups of voters.
Rucho v. Common Cause: Rucho v. Common Cause is a significant Supreme Court case decided in 2019 that addressed the issue of partisan gerrymandering, ruling that claims of excessive partisan gerrymandering present political questions beyond the reach of federal courts. This decision has important implications for the principles of equal protection under the law and due process, particularly regarding the fairness and equity of electoral district maps in relation to political representation.
Masterpiece Cakeshop v. Colorado Civil Rights Commission: Masterpiece Cakeshop v. Colorado Civil Rights Commission is a landmark Supreme Court case from 2018 that centered on the conflict between a baker's religious beliefs and the rights of same-sex couples to receive equal service under public accommodations laws. The case arose when a baker refused to create a wedding cake for a same-sex couple based on his religious convictions, leading to questions about the balance between freedom of religion and anti-discrimination laws. This case highlights significant issues around individual rights, government authority, and societal values in a diverse nation.
Rostker v. Goldberg: Rostker v. Goldberg is a landmark Supreme Court case from 1981 that upheld the constitutionality of the Military Selective Service Act, which required only men to register for the draft. The ruling confirmed that the government's decision to exclude women from the draft was based on the different roles men and women were seen to fulfill in the military, which led to significant discussions about gender equality and equal protection under the law.
Obergefell v. Hodges: Obergefell v. Hodges is a landmark Supreme Court case decided in 2015 that established the constitutional right to same-sex marriage across the United States. The Court ruled that state bans on same-sex marriage and refusal to recognize lawful marriages performed in other jurisdictions violate the Fourteenth Amendment's guarantees of equal protection and due process. This case is a significant milestone in the ongoing struggle for LGBTQ+ rights and intersects with broader themes of privacy, civil liberties, and judicial interpretation.
Grutter v. Bollinger: Grutter v. Bollinger is a landmark Supreme Court case decided in 2003 that upheld the affirmative action policy of the University of Michigan Law School, allowing for race to be considered as one factor among many in admissions decisions. This case established important precedents regarding the use of race in educational settings, reinforcing the concept of diversity as a compelling state interest.
United States v. Virginia: United States v. Virginia was a landmark Supreme Court case decided in 1996 that ruled against the Virginia Military Institute's male-only admissions policy, declaring it unconstitutional under the Equal Protection Clause of the Fourteenth Amendment. This case highlighted the ongoing struggle for gender equality in education and set a significant precedent for addressing discrimination based on sex, reinforcing the necessity for equal treatment and opportunities regardless of gender.
Reed v. Reed: Reed v. Reed was a landmark Supreme Court case decided in 1971 that established the precedent for gender discrimination under the Equal Protection Clause of the Fourteenth Amendment. This case arose when the court ruled that a law favoring men over women in the administration of estates was unconstitutional, highlighting the need for gender equality in legal matters. The decision emphasized that arbitrary distinctions based on sex are not permissible under the law.
Disparate impact: Disparate impact refers to a legal theory in civil rights law that occurs when a policy or practice disproportionately affects a particular group, even if the policy itself is neutral and not intentionally discriminatory. This concept is essential in understanding how certain practices can lead to unequal outcomes based on race, gender, or other characteristics, impacting individuals' rights to equal protection under the law.
Women's rights movement: The women's rights movement is a social and political movement advocating for equal rights and opportunities for women, particularly focusing on issues such as suffrage, employment, reproductive rights, and legal equality. This movement has significantly impacted societal norms and policies, pushing for the recognition of women's rights as human rights, especially in the context of due process and equal protection under the law.
Executive enforcement: Executive enforcement refers to the actions taken by the executive branch of government to implement and uphold laws, policies, and regulations. This process is essential for ensuring that laws are effectively applied and that justice is served, particularly in relation to the principles of due process and equal protection under the law.
Discriminatory practices: Discriminatory practices refer to actions or policies that treat individuals or groups unfairly based on characteristics such as race, gender, age, disability, or sexual orientation. These practices undermine the principles of due process and equal protection, leading to systemic inequalities and injustices in society. Recognizing and addressing discriminatory practices is essential for promoting fairness and protecting the rights of all individuals under the law.
Griswold v. Connecticut: Griswold v. Connecticut was a landmark Supreme Court case decided in 1965 that recognized a constitutional right to privacy, specifically in the context of marital relations and the use of contraceptives. This case marked a significant shift in how personal liberties were understood, highlighting the importance of due process in protecting individual rights against governmental intrusion, while also influencing the debate between originalism and a living Constitution.
Judicial review: Judicial review is the power of courts to examine laws, policies, and government actions to determine whether they are constitutional. This process ensures that the legislative and executive branches do not exceed their authority, maintaining the balance of power within the government and protecting individual rights.
Originalism: Originalism is a legal philosophy that interprets the Constitution based on the meaning it had at the time it was ratified. This approach emphasizes understanding the text as it was understood by its framers and contemporaries, creating a foundation for legal interpretations that respect the original intentions behind the constitutional provisions.
Civil Rights Act: The Civil Rights Act is a landmark piece of federal legislation enacted in 1964 aimed at ending discrimination based on race, color, religion, sex, or national origin. This act is pivotal in the context of ensuring equal protection under the law and due process, as it addressed systemic inequalities and prohibited discriminatory practices in various areas including employment and public accommodations. Its passage marked a significant moment in the struggle for civil rights and established a framework for further legislation aimed at promoting equality.
Procedural due process: Procedural due process refers to the legal requirement that the state must respect all legal rights owed to a person, ensuring fair and transparent procedures when depriving individuals of life, liberty, or property. It emphasizes the importance of following established rules and procedures in legal proceedings, protecting individuals from arbitrary actions by the government. This principle is deeply connected to the protections afforded by the Bill of Rights and is essential in safeguarding citizens’ rights under the law.
5th amendment: The 5th amendment is a part of the Bill of Rights in the U.S. Constitution that provides several protections for individuals, particularly in legal proceedings. It guarantees the right to due process, protection against self-incrimination, and prohibits double jeopardy, ensuring that a person cannot be tried twice for the same crime. This amendment is crucial in safeguarding individual rights and maintaining justice within the legal system.
Affirmative action: Affirmative action refers to policies and practices designed to improve opportunities for historically marginalized groups, particularly in education and employment. This approach aims to address past discrimination and promote equal representation by providing special consideration or support to individuals based on their race, ethnicity, or gender. The concept is closely tied to the principles of due process and equal protection under the law, as it seeks to ensure fairness and justice in opportunities and outcomes.
Substantive Due Process: Substantive due process refers to the constitutional doctrine that protects certain fundamental rights from government interference, ensuring that laws do not infringe upon individuals' liberties in a way that is unjust or arbitrary. This concept focuses on the essence of the rights themselves, emphasizing the importance of protecting personal freedoms and essential liberties beyond just procedural safeguards. It links closely to the protection of individual rights under the Bill of Rights and how those rights are applied to state actions through incorporation.
Strict scrutiny: Strict scrutiny is a legal standard used by courts to evaluate laws or government actions that infringe upon fundamental rights or involve suspect classifications, such as race or national origin. This standard requires the government to prove that its action serves a compelling state interest and is narrowly tailored to achieve that interest, making it the highest level of judicial review in constitutional law.
14th Amendment: The 14th Amendment, ratified in 1868, is a crucial part of the U.S. Constitution that guarantees equal protection under the law and due process for all citizens. It was designed to secure the rights of newly freed slaves after the Civil War and has become a cornerstone for civil rights legislation and court rulings. The amendment emphasizes the importance of protecting individual rights and ensuring that state laws uphold fairness and equality, serving as a key mechanism for incorporating the Bill of Rights against the states.
Intermediate scrutiny: Intermediate scrutiny is a standard of judicial review used by courts to evaluate laws or policies that involve classifications based on gender or legitimacy. This level of scrutiny requires that the government demonstrate that the challenged law serves an important governmental interest and that the law is substantially related to achieving that interest, ensuring a balance between individual rights and government objectives.
Rational Basis Review: Rational basis review is a standard of judicial review used by courts to evaluate laws and government actions that do not involve fundamental rights or suspect classifications. It requires that the government demonstrates that a law is rationally related to a legitimate governmental interest, making it the most lenient standard of review. This standard is often applied in cases involving economic regulations and social welfare laws, ensuring that the government can justify its actions without needing to meet a higher level of scrutiny.
Civil rights movement: The civil rights movement was a pivotal series of events and campaigns during the 1950s and 1960s aimed at ending racial segregation and discrimination against African Americans, advocating for equal rights and social justice. This movement sought to dismantle systemic inequalities, securing voting rights, equal access to education, and protection under the law, ultimately leading to significant legislative changes that transformed American society.
Brown v. Board of Education: Brown v. Board of Education was a landmark Supreme Court case decided in 1954 that declared racial segregation in public schools unconstitutional. This pivotal decision overturned the previous doctrine established by Plessy v. Ferguson, which allowed 'separate but equal' facilities, and emphasized that segregation inherently violated the Equal Protection Clause of the Fourteenth Amendment.
Roe v. Wade: Roe v. Wade is a landmark Supreme Court case decided in 1973 that established a woman's legal right to have an abortion under the constitutional right to privacy. The decision balanced a woman's right to choose with the state's interests in regulating abortions, leading to significant implications for legislative, judicial, and executive actions surrounding reproductive rights.
Voting Rights Act: The Voting Rights Act is a landmark piece of federal legislation enacted in 1965 aimed at overcoming legal barriers at the state and local levels that prevented African Americans from exercising their right to vote. This act plays a crucial role in shaping voter participation and behavior, ensuring that all citizens have equal access to the electoral process, particularly in areas with a history of discrimination.
Judiciary: The judiciary refers to the judicial branch of government responsible for interpreting laws, administering justice, and resolving disputes. This branch plays a crucial role in the policy-making process by ensuring that laws are applied fairly and consistently, while also protecting individual rights and liberties through the interpretation of constitutional principles.