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Deficiency indices

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Spectral Theory

Definition

Deficiency indices are integers that characterize the extent to which a symmetric operator fails to be self-adjoint. They provide important information about the solvability of associated differential equations and the existence of self-adjoint extensions. Understanding deficiency indices is crucial when dealing with unbounded operators, as they help determine whether the operator can be extended to a self-adjoint operator and play a key role in spectral theory.

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5 Must Know Facts For Your Next Test

  1. Deficiency indices are defined as the dimensions of the kernel of the operators \( A^* - iI \) and \( A^* + iI \), where \( A^* \) is the adjoint of the symmetric operator \( A \).
  2. The pair of integers obtained from deficiency indices, denoted as \( (n_+, n_-) \), indicates how many self-adjoint extensions exist for the symmetric operator; specifically, if both are zero, the operator is essentially self-adjoint.
  3. If both deficiency indices are non-zero, it means there are infinitely many self-adjoint extensions available, allowing flexibility in spectral analysis.
  4. The deficiency indices must be equal (i.e., \( n_+ = n_- \)) for the operator to have a self-adjoint extension.
  5. Understanding deficiency indices helps in identifying whether a symmetric operator can be represented in terms of a unique self-adjoint operator, which is crucial in spectral theory and applications in quantum mechanics.

Review Questions

  • How do deficiency indices determine the existence of self-adjoint extensions for a symmetric operator?
    • Deficiency indices play a crucial role in determining whether a symmetric operator can be extended to a self-adjoint operator. They are calculated by analyzing the kernel of the adjoint operator when perturbed by imaginary unit multiples of the identity. If both deficiency indices are zero, the symmetric operator is essentially self-adjoint and has a unique extension. If they are non-zero and equal, then there exists at least one non-unique self-adjoint extension, allowing for multiple possibilities in constructing the operator.
  • Discuss how deficiency indices relate to essential self-adjointness and provide examples of implications in spectral theory.
    • Deficiency indices directly relate to essential self-adjointness by indicating whether a symmetric operator has an extension that maintains self-adjoint properties. An essential self-adjoint operator has zero deficiency indices, confirming that it can be uniquely extended without any ambiguities. In spectral theory, this means we can utilize these operators confidently for analyzing spectra since their properties lead to well-defined eigenvalues and eigenfunctions without requiring additional consideration for extensions.
  • Evaluate the significance of deficiency indices in the context of unbounded self-adjoint operators and their spectral properties.
    • Deficiency indices are fundamental in understanding unbounded self-adjoint operators as they help classify these operators based on their potential extensions. The existence of a non-zero pair of deficiency indices implies that we have flexibility in defining different spectral representations through various extensions. This ability to identify different extensions significantly affects how we approach problems in quantum mechanics or other physical systems where unbounded operators arise, leading to diverse spectral behaviors and interpretations based on which extension is chosen.

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