6.2 The Clausius inequality

2 min readjuly 23, 2024

The is a key concept in thermodynamics, setting limits on and efficiency in cyclic processes. It states that the integral of heat transfer divided by temperature is always less than or equal to zero for any cycle.

This inequality has major implications for real-world systems like engines and refrigerators. It shows that no heat engine can be 100% efficient and no refrigerator can operate without external work, placing fundamental limits on their performance.

The Clausius Inequality

Clausius inequality and significance

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  • States for a system undergoing a cyclic process, the integral of [dQ](https://www.fiveableKeyTerm:dq)[T](https://www.fiveableKeyTerm:t)\frac{[dQ](https://www.fiveableKeyTerm:dq)}{[T](https://www.fiveableKeyTerm:t)} (heat transfer divided by absolute temperature) is always less than or equal to zero dQT0\oint \frac{dQ}{T} \leq 0
  • Fundamental statement of the establishes direction of heat transfer and limits on efficiency of heat engines (steam turbines) and refrigerators (air conditioners)
  • Valid for any cyclic process, both reversible () and irreversible ()

Heat transfer direction in cycles

  • Determines the direction of net heat transfer in a cyclic process
  • For a reversible cyclic process, the integral of dQT\frac{dQ}{T} equals zero dQT=0\oint \frac{dQ}{T} = 0
  • For an irreversible cyclic process, the integral of dQT\frac{dQ}{T} is always less than zero dQT<0\oint \frac{dQ}{T} < 0
  • Indicates heat flows from a high-temperature reservoir (combustion chamber) to a low-temperature reservoir (condenser) in a cyclic process

Clausius inequality vs second law

  • Mathematical statement of the second law of thermodynamics reinforces idea that heat cannot spontaneously flow from a cold reservoir to a hot reservoir without external work being done on the system
  • Implies no heat engine can be 100% efficient, as some heat must always be rejected to a low-temperature reservoir (atmosphere)
  • Similarly, no refrigerator can operate without external work input, as heat cannot spontaneously flow from a cold reservoir (inside fridge) to a hot reservoir (room temperature)

Implications for thermal efficiency

  • Sets an upper limit on the efficiency of heat engines
    1. The efficiency of a heat engine is always less than the efficiency of a operating between the same two reservoirs
    2. Carnot efficiency: ηCarnot=1TLTH\eta_{Carnot} = 1 - \frac{T_L}{T_H}, where TLT_L and THT_H are the absolute temperatures of the low and high-temperature reservoirs
  • Sets a lower limit on the (COP) of refrigerators
    1. The COP of a refrigerator is always less than the COP of a operating between the same two reservoirs
    2. Carnot refrigerator COP: COPCarnot=TLTHTLCOP_{Carnot} = \frac{T_L}{T_H - T_L}
  • Demonstrates no real heat engine (internal combustion engine) or refrigerator (heat pump) can achieve the efficiency or COP of a Carnot device, which operates under ideal, reversible conditions

Key Terms to Review (17)

Carnot Cycle: The Carnot cycle is an idealized thermodynamic cycle that represents the most efficient way to convert heat into work, consisting of two isothermal and two adiabatic processes. This cycle serves as a benchmark for all real heat engines, highlighting the limits of efficiency based on the temperatures of the heat reservoirs involved.
Carnot Engine: A Carnot engine is an idealized heat engine that operates on the reversible Carnot cycle, which is composed of two isothermal processes and two adiabatic processes. This engine represents the maximum possible efficiency that any heat engine can achieve when operating between two heat reservoirs at different temperatures. The Carnot engine sets a standard for the efficiency of real engines, emphasizing the importance of temperature differences in energy conversion.
Carnot Refrigerator: A Carnot refrigerator is an idealized refrigeration cycle that operates between two temperature reservoirs and represents the most efficient way to remove heat from a cold space using work input. This concept is essential because it sets the maximum possible efficiency limit for real-world refrigerators, illustrating how the second law of thermodynamics applies to refrigeration processes and how it relates to the Clausius inequality.
Clausius Inequality: The Clausius inequality is a fundamental principle in thermodynamics that relates to the change in entropy of a system, stating that the change in entropy for any process is greater than or equal to the heat transferred divided by the temperature at which the transfer occurs. This inequality highlights the directionality of spontaneous processes and indicates that real processes cannot occur with 100% efficiency. It establishes a connection between irreversible processes and entropy, serving as a cornerstone for understanding the Second Law of Thermodynamics.
Closed System: A closed system is a type of thermodynamic system that can exchange energy, but not matter, with its surroundings. This means that while energy in the form of heat or work can enter or leave the system, the total mass remains constant as no substances can cross its boundaries. Understanding closed systems is essential for analyzing energy conservation and various thermodynamic processes.
Coefficient of performance: The coefficient of performance (COP) is a measure used to evaluate the efficiency of heating and cooling devices, defined as the ratio of useful heat output to the work input. This term highlights how effectively a system converts input energy into heating or cooling, serving as a critical benchmark for the performance of refrigerators, heat pumps, and air conditioners.
Dq: In thermodynamics, 'dq' represents an infinitesimal amount of heat added to or removed from a system during a process. It is a crucial concept for understanding heat transfer and the energy exchange that occurs in thermodynamic systems, particularly when analyzing irreversible processes and the path taken by a system between different states.
Heat Transfer: Heat transfer is the process of thermal energy moving from one object or system to another due to a temperature difference. This fundamental concept connects various phenomena, including how systems reach thermodynamic equilibrium and how energy is conserved in different processes.
Irreversible process: An irreversible process is a type of thermodynamic process that cannot be reversed to restore the system and its surroundings to their original states without an increase in entropy. These processes often involve dissipative factors like friction, turbulence, or unrestrained expansion, which lead to a net change that cannot simply be undone. In understanding these processes, it's crucial to consider their role in defining thermodynamic equilibrium, how they differ from reversible processes, and their implications for concepts like entropy generation.
Lord Kelvin: Lord Kelvin, also known as William Thomson, was a prominent physicist and engineer who played a vital role in the development of thermodynamics. He is best known for his work on the absolute temperature scale, which established a framework for understanding temperature and heat transfer in thermodynamic processes. His contributions laid the groundwork for concepts such as the second law of thermodynamics and the Carnot cycle, influencing how we perceive heat engines and the limits of efficiency, as well as the fundamental understanding of absolute zero and the implications of the Third Law of Thermodynamics.
Open System: An open system is a type of thermodynamic system that can exchange both matter and energy with its surroundings. This characteristic allows for the flow of mass and energy, enabling various processes to occur, such as chemical reactions, heat transfer, and fluid movement, all of which are essential in understanding fundamental thermodynamic principles.
Rankine Cycle: The Rankine Cycle is a thermodynamic cycle that converts heat into work, typically used in steam power plants. It involves the processes of heating, phase change, and cooling of a working fluid, usually water, to generate mechanical energy that can be converted into electricity. This cycle is vital in understanding how energy is transformed and utilized in various applications, linking thermal efficiency and energy conversion principles.
Reversible Process: A reversible process is an idealized thermodynamic process that can be reversed without leaving any change in the system or its surroundings. In this type of process, both the system and the environment can return to their original states, making it an important concept for understanding efficiency and performance in thermodynamic cycles.
Rudolf Clausius: Rudolf Clausius was a German physicist and mathematician known for his foundational work in thermodynamics, particularly in defining the concept of entropy and formulating the second law of thermodynamics. His contributions helped establish the quantitative understanding of energy transfer and its limitations, shaping the laws governing heat engines and natural processes.
Second law of thermodynamics: The second law of thermodynamics states that the total entropy of an isolated system can never decrease over time, and it dictates the direction of thermodynamic processes. This principle establishes that energy transformations are not 100% efficient, highlighting the inherent tendency for systems to move towards a state of greater disorder or randomness, affecting heat transfer, the performance of engines, and various processes in nature.
T: In thermodynamics, 't' commonly refers to temperature, a crucial parameter that quantifies the average kinetic energy of particles in a system. Temperature is essential for understanding the behavior of systems in thermal equilibrium and influences various thermodynamic processes, such as heat transfer and phase changes.
Thermal Efficiency: Thermal efficiency is a measure of how well a system converts heat energy into useful work. It's expressed as a ratio of the work output of the system to the heat input, highlighting how effectively a thermal system operates. Understanding thermal efficiency is crucial for evaluating energy performance in various thermodynamic applications, including engines and power cycles.
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