5.1 Heat engines and the Carnot cycle

3 min readjuly 23, 2024

Heat engines are the workhorses of thermodynamics, converting thermal energy into mechanical energy. They operate between hot and cold reservoirs, using a to generate power. Understanding their components and principles is crucial for grasping energy conversion processes.

The represents the ideal , setting the theoretical maximum efficiency for any engine operating between two temperatures. It consists of four key processes and provides a benchmark for real-world engine performance, highlighting the fundamental limits of energy conversion.

Heat Engines and the Carnot Cycle

Components of heat engines

Top images from around the web for Components of heat engines
Top images from around the web for Components of heat engines
  • Convert thermal energy (heat) into mechanical energy (work) by operating between a high-temperature reservoir (heat source) and a low-temperature reservoir (heat sink)
  • Heat flows from the high-temperature reservoir to the low-temperature reservoir, with a portion converted into work during this process
  • Basic components include:
    • Working substance undergoes a cyclic process (gas or steam)
    • High-temperature reservoir serves as the heat source (furnace or combustion chamber)
    • Low-temperature reservoir acts as the heat sink (atmosphere or cooling water)
    • Mechanism converts the working substance's expansion and contraction into mechanical work (piston-cylinder assembly or turbine)

Significance of Carnot cycle

  • Theoretical, reversible thermodynamic cycle consisting of four processes:
    1. : Working substance expands at constant temperature THT_H while in contact with the high-temperature reservoir
    2. : Working substance expands adiabatically (no heat exchange) until reaching the temperature of the low-temperature reservoir TCT_C
    3. : Working substance is compressed at constant temperature TCT_C while in contact with the low-temperature reservoir
    4. : Working substance is compressed adiabatically until returning to its initial state at temperature THT_H
  • Represents the most efficient heat engine possible operating between two thermal reservoirs at temperatures THT_H and TCT_C, providing an upper limit on the efficiency of any real heat engine operating between the same temperature limits
  • Helps establish the and the concept of entropy by demonstrating the fundamental limitations on heat

Efficiency calculations for Carnot engines

  • Efficiency of a Carnot engine (ηCarnot\eta_{Carnot}) depends only on the temperatures of the hot and cold reservoirs: ηCarnot=1TCTH\eta_{Carnot} = 1 - \frac{T_C}{T_H}
    • THT_H is the absolute temperature of the hot reservoir in (combustion chamber or steam boiler)
    • TCT_C is the absolute temperature of the cold reservoir in Kelvin (atmosphere or cooling water)
  • To maximize efficiency, increase the temperature difference between the hot and cold reservoirs by:
    • Increasing the temperature of the hot reservoir THT_H (using higher-temperature heat sources or improving insulation)
    • Decreasing the temperature of the cold reservoir TCT_C (using colder cooling fluids or increasing heat exchanger effectiveness)

Maximum efficiency of heat engines

  • Carnot cycle is a with no irreversibilities (friction, heat loss, or turbulence), which reduce the efficiency of real heat engines
  • Consists of two isothermal processes (constant temperature, minimizing heat transfer losses) and two adiabatic processes (no heat exchange with surroundings, ensuring all heat is converted to work)
  • Second law of thermodynamics states that no heat engine can be more efficient than a Carnot engine operating between the same temperature limits due to irreversibilities and practical limitations in real engines, such as:
    • Friction in moving parts (pistons, bearings, and gears)
    • Heat loss through engine walls and exhaust gases
    • Incomplete combustion of fuel
    • Non-ideal behavior of working fluids (deviations from ideal gas law)

Key Terms to Review (20)

Adiabatic Compression: Adiabatic compression is a thermodynamic process in which a gas is compressed without any heat exchange with its surroundings. During this process, the work done on the gas results in an increase in its internal energy, which raises its temperature. This concept is crucial in understanding the efficiency and operation of heat engines, particularly within cycles like the Carnot cycle, where adiabatic processes play a key role in maximizing work output and minimizing energy loss.
Adiabatic expansion: Adiabatic expansion is a thermodynamic process in which a gas expands without exchanging heat with its surroundings, resulting in a decrease in temperature and pressure. This process is significant in understanding how gases behave in different conditions, particularly in heat engines and cycles where efficient energy transfer is crucial.
Carnot Cycle: The Carnot cycle is an idealized thermodynamic cycle that represents the most efficient way to convert heat into work, consisting of two isothermal and two adiabatic processes. This cycle serves as a benchmark for all real heat engines, highlighting the limits of efficiency based on the temperatures of the heat reservoirs involved.
Efficiency = Work Output / Heat Input: Efficiency, in the context of thermodynamics, measures how well an energy conversion process transforms heat into work. It is defined as the ratio of useful work output to the total heat energy input. Understanding this concept is essential for evaluating the performance of heat engines, particularly those based on the Carnot cycle, where it serves as a benchmark for the maximum possible efficiency achievable by any heat engine operating between two temperature reservoirs.
Engine efficiency: Engine efficiency refers to the measure of how well an engine converts the energy from fuel into useful work. It is expressed as a percentage and is influenced by various factors, including the design of the engine and the thermodynamic cycle it operates on. A higher engine efficiency means more energy is utilized for work, leading to better performance and reduced waste of resources.
First Law of Thermodynamics: The First Law of Thermodynamics states that energy cannot be created or destroyed, only transformed from one form to another. This principle emphasizes the conservation of energy within a closed system, illustrating how energy transfers and transformations impact thermodynamic processes and systems.
Heat Engine: A heat engine is a device that converts thermal energy into mechanical work by taking in heat from a high-temperature source and expelling waste heat to a low-temperature sink. This process operates on cycles, and the efficiency of a heat engine is determined by how effectively it can convert the absorbed heat into work while minimizing energy loss. Understanding heat engines involves exploring their design, function, and the fundamental principles of thermodynamics that govern their performance.
Internal Combustion Engine: An internal combustion engine is a type of heat engine that converts fuel into mechanical energy through combustion that occurs inside the engine itself. This process involves burning fuel and air mixture in a confined space, producing high-temperature gases that expand and push against engine components, ultimately driving a piston. This mechanism is essential for powering vehicles, machinery, and many other applications, highlighting its significance in modern technology.
Isothermal Compression: Isothermal compression is a thermodynamic process in which a gas is compressed at a constant temperature. This means that during the compression, the heat generated by the work done on the gas is removed, keeping the temperature steady. This process is crucial for understanding heat engines and particularly the efficiency of cycles like the Carnot cycle, where maintaining thermal equilibrium allows for maximum energy conversion.
Isothermal Expansion: Isothermal expansion is a thermodynamic process in which a gas expands at a constant temperature while absorbing heat from its surroundings. This type of expansion is significant because it allows the gas to do work on its surroundings while maintaining thermal equilibrium, leading to important implications in heat engines and the Carnot cycle.
Joule: A joule is a unit of energy in the International System of Units (SI), representing the amount of work done when a force of one newton displaces an object by one meter. It connects to various important concepts in thermodynamics, including energy transfer, work done by heat engines, and internal energy changes within gases and solids. Understanding the joule is crucial for analyzing how energy is converted and transferred in physical systems, especially when looking at heat engines and energy states in different materials.
Kelvin: Kelvin is the SI unit of temperature that measures absolute temperature, starting from absolute zero, where all thermal motion ceases. This scale is crucial for understanding thermodynamic processes because it allows scientists to calculate energy changes and efficiencies in heat engines without negative numbers, which can be problematic in calculations.
Lord Kelvin: Lord Kelvin, also known as William Thomson, was a prominent physicist and engineer who played a vital role in the development of thermodynamics. He is best known for his work on the absolute temperature scale, which established a framework for understanding temperature and heat transfer in thermodynamic processes. His contributions laid the groundwork for concepts such as the second law of thermodynamics and the Carnot cycle, influencing how we perceive heat engines and the limits of efficiency, as well as the fundamental understanding of absolute zero and the implications of the Third Law of Thermodynamics.
Q_in - q_out = w: The equation $$q_{in} - q_{out} = w$$ represents the first law of thermodynamics in the context of heat engines, indicating that the net heat input to a system minus the heat expelled equals the work done by the system. This fundamental relationship highlights how energy is conserved as it is transformed from heat into work, which is a key principle in understanding heat engines and their efficiencies. The term emphasizes the energy balance within a thermodynamic cycle, particularly as it relates to the efficiency and performance of engines operating between two temperature reservoirs.
Reversible Process: A reversible process is an idealized thermodynamic process that can be reversed without leaving any change in the system or its surroundings. In this type of process, both the system and the environment can return to their original states, making it an important concept for understanding efficiency and performance in thermodynamic cycles.
Sadi Carnot: Sadi Carnot was a French physicist and engineer who is often referred to as the 'father of thermodynamics' for his foundational work on heat engines and the theoretical understanding of their efficiency. His most notable contribution, the Carnot cycle, established a benchmark for the maximum possible efficiency of a heat engine operating between two thermal reservoirs. This work laid the groundwork for later developments in thermodynamic principles and understanding how systems interact with their surroundings.
Second law of thermodynamics: The second law of thermodynamics states that the total entropy of an isolated system can never decrease over time, and it dictates the direction of thermodynamic processes. This principle establishes that energy transformations are not 100% efficient, highlighting the inherent tendency for systems to move towards a state of greater disorder or randomness, affecting heat transfer, the performance of engines, and various processes in nature.
Steam turbine: A steam turbine is a mechanical device that converts thermal energy from steam into mechanical energy through the use of rotating blades. It plays a crucial role in many power generation systems, including electricity production and propulsion in ships. The efficiency of steam turbines is closely related to the principles of heat engines, particularly the Carnot cycle, which establishes the theoretical limits for conversion efficiency between heat and work.
Thermal Reservoir: A thermal reservoir is a system that can absorb or supply heat without undergoing a significant change in temperature or pressure. These reservoirs serve as sources or sinks for heat in various thermodynamic processes, providing the necessary energy transfer needed to operate systems like heat engines. Their ability to maintain a constant temperature makes them essential for achieving efficient energy conversion.
Working substance: The working substance is the medium or material through which energy is transferred or transformed in a heat engine. This substance undergoes phase changes, temperature fluctuations, and pressure variations as it absorbs and releases heat, enabling the engine to convert thermal energy into mechanical work. Understanding the characteristics and behavior of the working substance is crucial in analyzing the efficiency and performance of heat engines.
© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.