Intro to the Theory of Sets Unit 8 – Cardinal Numbers and Arithmetic

Cardinal numbers represent set sizes, from finite to infinite. They're crucial for comparing and manipulating sets in mathematics. Understanding cardinals helps us grasp the concept of infinity and its various "sizes." Cardinal arithmetic extends basic operations to infinite sets. It reveals surprising properties, like how adding or multiplying an infinite cardinal by itself doesn't change its value. This field connects set theory to other math branches and computer science.

What Are Cardinal Numbers?

  • Cardinal numbers represent the size or cardinality of a set, indicating how many elements are in the set
  • Finite cardinal numbers correspond to the natural numbers (0, 1, 2, 3, ...) and represent the number of elements in a finite set
  • Infinite cardinal numbers, such as 0\aleph_0 (aleph-null), represent the cardinality of infinite sets (the set of natural numbers)
  • Two sets have the same cardinality if there exists a bijection (one-to-one correspondence) between them
  • The cardinality of a set A is denoted as A|A|
  • The empty set, denoted as \emptyset, has a cardinality of 0
  • Cardinal numbers are used to compare the sizes of sets and perform arithmetic operations on them

Properties of Cardinal Numbers

  • Cardinal numbers are well-ordered, meaning that for any two cardinal numbers, one is always less than or equal to the other
  • The smallest infinite cardinal number is 0\aleph_0, which represents the cardinality of the set of natural numbers
  • For any cardinal number κ\kappa, there exists a next larger cardinal number, denoted as κ+\kappa^+
    • For example, the next larger cardinal after 0\aleph_0 is 1\aleph_1
  • The continuum hypothesis states that there is no cardinal number between 0\aleph_0 and 202^{\aleph_0} (the cardinality of the real numbers)
    • The continuum hypothesis is independent of the standard axioms of set theory (ZFC)
  • The generalized continuum hypothesis states that for any infinite cardinal κ\kappa, there is no cardinal between κ\kappa and 2κ2^\kappa
  • The axiom of choice implies that every set can be well-ordered, and thus, every set has a cardinal number

Basic Arithmetic with Cardinals

  • Addition of cardinal numbers: For two sets A and B, A+B=AB|A| + |B| = |A \cup B| if A and B are disjoint
    • If A and B are not disjoint, A+B=AB+AB|A| + |B| = |A \cup B| + |A \cap B|
  • Multiplication of cardinal numbers: For two sets A and B, AB=A×B|A| \cdot |B| = |A \times B|, where A×BA \times B is the Cartesian product of A and B
  • Exponentiation of cardinal numbers: For two sets A and B, AB=BA|A|^{|B|} = |B^A|, where BAB^A is the set of all functions from A to B
  • For infinite cardinal numbers, addition and multiplication are idempotent, meaning κ+κ=κ\kappa + \kappa = \kappa and κκ=κ\kappa \cdot \kappa = \kappa for any infinite cardinal κ\kappa
  • The distributive law holds for cardinal arithmetic: κ(λ+μ)=κλ+κμ\kappa \cdot (\lambda + \mu) = \kappa \cdot \lambda + \kappa \cdot \mu

Comparing Cardinal Numbers

  • Two sets A and B have the same cardinality (A=B|A| = |B|) if there exists a bijection between them
  • A set A has a smaller cardinality than a set B (A<B|A| < |B|) if there exists an injection from A to B, but no bijection between them
  • Cantor's theorem states that for any set A, the power set of A (P(A)\mathcal{P}(A)) has a strictly larger cardinality than A
    • This implies that there is no "largest" cardinal number
  • The Cantor-Bernstein-Schroeder theorem states that if there exist injections from A to B and from B to A, then A=B|A| = |B|
  • The cardinality of the natural numbers (0\aleph_0) is less than the cardinality of the real numbers (202^{\aleph_0})
    • This is demonstrated by Cantor's diagonalization argument

Infinite Cardinals and Aleph Numbers

  • Aleph numbers (0,1,2,...\aleph_0, \aleph_1, \aleph_2, ... are used to represent the cardinalities of infinite sets
  • 0\aleph_0 represents the cardinality of the set of natural numbers, which is the smallest infinite cardinal
  • The next larger cardinal after 0\aleph_0 is 1\aleph_1, followed by 2\aleph_2, and so on
  • The continuum hypothesis states that 20=12^{\aleph_0} = \aleph_1, but this is independent of the standard axioms of set theory (ZFC)
  • The generalized continuum hypothesis states that for any infinite cardinal κ\kappa, 2κ=κ+2^\kappa = \kappa^+, where κ+\kappa^+ is the next larger cardinal after κ\kappa
  • The cofinality of an infinite cardinal κ\kappa is the smallest cardinal λ\lambda such that κ\kappa can be expressed as the union of λ\lambda smaller sets
    • Regular cardinals are those whose cofinality is equal to themselves, while singular cardinals have a smaller cofinality

Cardinal Arithmetic in Set Theory

  • Cardinal arithmetic is an essential part of set theory, as it allows for the comparison and manipulation of the sizes of sets
  • The axiom of choice is often used in proofs involving cardinal arithmetic, as it ensures that every set can be well-ordered
  • The continuum hypothesis and its generalization are important topics in cardinal arithmetic, although they are independent of ZFC
  • König's theorem states that if κ\kappa is an infinite cardinal and λ\lambda is a cardinal with λ<cf(κ)\lambda < cf(\kappa), then λ<κ<κ\lambda^{<\kappa} < \kappa
    • Here, λ<κ\lambda^{<\kappa} represents the cardinality of the set of all functions from a set of cardinality <κ<\kappa to a set of cardinality λ\lambda
  • The singular cardinal hypothesis (SCH) is a generalization of König's theorem, stating that for any singular cardinal κ\kappa, κcf(κ)=κ+\kappa^{cf(\kappa)} = \kappa^+
  • Large cardinal axioms, such as the existence of inaccessible, measurable, or supercompact cardinals, have significant implications for cardinal arithmetic and the structure of the universe of sets

Applications and Examples

  • Cardinal numbers are used in various branches of mathematics, including topology, algebra, and analysis
  • In topology, the cardinality of a topological space can be used to classify spaces and study their properties
    • For example, separable spaces are those with a countable dense subset (cardinality 0\leq \aleph_0)
  • In algebra, cardinal numbers are used to study the sizes of algebraic structures, such as groups, rings, and fields
    • The cardinality of a group can determine its properties and behavior
  • In analysis, cardinal numbers are used to study the sizes of function spaces and the properties of real and complex numbers
    • The cardinality of the continuum (202^{\aleph_0}) is a fundamental concept in real analysis
  • In computer science, cardinal numbers are used to analyze the complexity of algorithms and data structures
    • The cardinality of input sets can affect the running time and space requirements of algorithms

Common Pitfalls and Misconceptions

  • It is important to distinguish between cardinal numbers and ordinal numbers, which represent the order type of well-ordered sets
  • The arithmetic of infinite cardinal numbers does not always behave like the arithmetic of finite numbers
    • For example, 0+1=0\aleph_0 + 1 = \aleph_0 and 02=0\aleph_0 \cdot 2 = \aleph_0
  • The continuum hypothesis is a statement about the possible cardinalities between 0\aleph_0 and 202^{\aleph_0}, not a proven fact
  • Not all infinite sets have the same cardinality, as demonstrated by Cantor's theorem and the existence of uncountable sets (real numbers)
  • The axiom of choice is required for certain proofs in cardinal arithmetic, but it is independent of the other axioms of ZFC
    • Some results, such as the well-ordering theorem, depend on the axiom of choice
  • Cardinal exponentiation is not always commutative, especially for infinite cardinals
    • For example, 20>02^{\aleph_0} > \aleph_0 but 02=0\aleph_0^2 = \aleph_0


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© 2024 Fiveable Inc. All rights reserved.
AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.