🥸Ethics Unit 2 – Consequentialism and Utilitarianism

Consequentialism and utilitarianism are ethical frameworks that judge actions based on their outcomes. These theories focus on maximizing overall happiness or well-being for the greatest number of people, rather than following strict moral rules. Developed by philosophers like Jeremy Bentham and John Stuart Mill, utilitarianism has influenced modern thinking on issues like animal welfare and global poverty. While powerful, it faces critiques about its demandingness and potential to justify extreme actions for the greater good.

Key Concepts and Definitions

  • Consequentialism holds that the morality of an action is determined solely by its consequences
  • Utilitarianism is a form of consequentialism that seeks to maximize overall happiness or well-being for the greatest number of people
  • The principle of utility, also known as the greatest happiness principle, is the foundation of utilitarian thought
  • Hedonism is the view that pleasure is the only intrinsic good and pain is the only intrinsic bad
  • Welfarism is the view that the goodness of a state of affairs depends solely on the welfare of individuals
  • Act utilitarianism evaluates the morality of an action based on its specific consequences in a particular situation
  • Rule utilitarianism evaluates the morality of an action based on the consequences of a general rule being followed

Historical Context and Development

  • Consequentialism has roots in ancient Greek philosophy, particularly in the works of Epicurus who emphasized the pursuit of pleasure and avoidance of pain
  • The modern development of utilitarianism began in the 18th century with the works of Jeremy Bentham and John Stuart Mill
  • Bentham's book "An Introduction to the Principles of Morals and Legislation" (1789) introduced the concept of utility and the greatest happiness principle
  • Mill's book "Utilitarianism" (1863) further developed and popularized utilitarian ideas
  • In the 20th century, philosophers such as Henry Sidgwick, R.M. Hare, and Peter Singer expanded and refined utilitarian theories
  • The development of game theory and decision theory in the 20th century provided new tools for analyzing the consequences of actions
  • The rise of effective altruism in the 21st century has brought renewed attention to utilitarian ideas and their practical applications

Major Philosophers and Their Contributions

  • Jeremy Bentham (1748-1832) is considered the founder of modern utilitarianism
    • He introduced the concept of utility and the greatest happiness principle
    • He proposed a felicific calculus for measuring pleasure and pain
  • John Stuart Mill (1806-1873) was a prominent defender and developer of utilitarianism
    • He distinguished between higher and lower pleasures, arguing that the quality of pleasure matters as much as the quantity
    • He introduced the idea of rule utilitarianism and argued for the importance of individual liberty
  • Henry Sidgwick (1838-1900) was a major influence on 20th-century utilitarianism
    • He developed a systematic account of utilitarianism and addressed various objections to it
    • He introduced the idea of indirect utilitarianism, which holds that we should follow common-sense moral rules that tend to promote utility
  • R.M. Hare (1919-2002) was a prominent 20th-century utilitarian philosopher
    • He developed a two-level utilitarian theory that distinguishes between intuitive and critical thinking
    • He argued for the importance of universalizability in moral reasoning
  • Peter Singer (1946-present) is a leading contemporary utilitarian philosopher
    • He has applied utilitarian principles to issues such as animal rights, global poverty, and effective altruism
    • He has argued for the importance of impartially considering the interests of all sentient beings

Core Principles of Consequentialism

  • The consequences of an action are the sole determinant of its moral rightness or wrongness
  • The right action is the one that produces the best overall consequences
  • Consequentialists reject the idea that there are intrinsic moral rules or duties independent of consequences
  • Consequentialists hold that the ends can justify the means if the consequences are sufficiently good
  • Consequentialists typically aim to maximize overall well-being, happiness, or utility
  • Consequentialists may disagree about what counts as a good consequence (e.g. pleasure, preference satisfaction, objective list theory)
  • Consequentialists may also disagree about whose consequences matter (e.g. humans only, all sentient beings, future generations)

Types of Utilitarianism

  • Act utilitarianism evaluates the morality of an action based on its specific consequences in a particular situation
    • It holds that the right action is the one that produces the greatest overall utility in that specific case
    • It allows for exceptions to general moral rules if doing so would maximize utility in a particular case
  • Rule utilitarianism evaluates the morality of an action based on the consequences of a general rule being followed
    • It holds that the right action is the one that conforms to a rule that, if generally followed, would produce the greatest overall utility
    • It emphasizes the importance of moral rules and the need for a stable and predictable moral framework
  • Negative utilitarianism focuses on minimizing suffering rather than maximizing happiness
    • It holds that reducing suffering should be the primary goal of moral action
    • It may lead to different conclusions than standard utilitarianism in cases where an action would produce both happiness and suffering
  • Average utilitarianism seeks to maximize the average utility per person rather than the total utility
    • It holds that a smaller population with higher average well-being is better than a larger population with lower average well-being
    • It avoids some of the counterintuitive implications of total utilitarianism (e.g. the repugnant conclusion)
  • Two-level utilitarianism distinguishes between intuitive and critical moral thinking
    • At the intuitive level, we should follow simple moral rules that generally promote utility
    • At the critical level, we should use utilitarian reasoning to evaluate and revise our intuitive moral rules

Practical Applications and Case Studies

  • Utilitarianism has been applied to a wide range of practical ethical issues, including:
    • Animal welfare: Singer has argued that the interests of animals should be given equal consideration to those of humans
    • Global poverty: Utilitarians have argued for an obligation to donate to effective charities that can do the most good per dollar
    • Criminal justice: Utilitarians have argued for a focus on deterrence and rehabilitation rather than retribution in the criminal justice system
  • The trolley problem is a famous thought experiment that illustrates some of the implications of utilitarianism
    • A runaway trolley is about to kill five people on the track ahead, but you can divert it to a side track where it will kill only one person
    • Most utilitarians would say that you should divert the trolley to minimize the number of deaths
  • The organ transplant scenario is another case that highlights the sometimes counterintuitive implications of utilitarianism
    • Suppose a healthy patient comes in for a routine checkup and is found to be a perfect match for five patients who need organ transplants to survive
    • A strict utilitarian might argue that it would be right to secretly kill the healthy patient and use their organs to save the other five
  • The utility monster is a hypothetical being that gets vastly more utility from resources than normal people
    • Utilitarianism seems to imply that we should prioritize the utility monster's needs and desires over those of everyone else
    • This highlights the potential for utilitarianism to justify extreme inequality if it would maximize overall utility

Critiques and Limitations

  • The demandingness objection holds that utilitarianism is too demanding and requires excessive self-sacrifice
    • Utilitarianism seems to imply that we should always be working to maximize utility, leaving little room for personal projects or relationships
    • Singer's drowning child argument highlights this issue: if we have an obligation to rescue a drowning child at little cost to ourselves, don't we also have an obligation to donate most of our income to save lives in developing countries?
  • The integrity objection holds that utilitarianism fails to respect the separateness of persons and the integrity of individual lives
    • Utilitarianism treats individuals as mere receptacles of utility and may require sacrificing an individual for the greater good
    • The organ transplant scenario illustrates this concern: killing an innocent person to save five others seems to violate the integrity of the individual
  • The inert historical information objection holds that utilitarianism ignores the moral relevance of past actions and circumstances
    • Utilitarianism only looks forward to future consequences and disregards factors such as desert, promise-keeping, and compensation for past wrongs
    • This can lead to counterintuitive implications, such as punishing an innocent person if doing so would maximize utility by deterring future crime
  • The mere addition paradox suggests that utilitarianism leads to the repugnant conclusion that a vast population with lives barely worth living is better than a smaller, thriving population
    • This seems to contradict moral common sense and raises questions about the adequacy of utilitarian value theory
  • The non-identity problem suggests that utilitarianism has difficulty accounting for our obligations to future generations
    • Policies that affect the identities of future people (e.g. climate change mitigation) cannot be said to harm or benefit those specific individuals since they would not have existed otherwise
    • This challenges the utilitarian idea of maximizing overall utility across generations

Comparison with Other Ethical Frameworks

  • Deontology, associated with Immanuel Kant, focuses on moral rules and duties rather than consequences
    • Deontologists believe that there are intrinsic moral rules (e.g. do not lie) that must be followed regardless of the consequences
    • Utilitarians reject intrinsic moral rules and hold that the right action is always the one that produces the best consequences
  • Virtue ethics, associated with Aristotle, focuses on moral character rather than actions or consequences
    • Virtue ethicists emphasize the importance of cultivating virtuous character traits such as courage, justice, and benevolence
    • Utilitarians focus on actions and consequences rather than character, but some utilitarians argue that cultivating certain virtues tends to promote good consequences
  • Care ethics, associated with Carol Gilligan, emphasizes the importance of empathy, compassion, and attentiveness to context in moral reasoning
    • Care ethicists prioritize the maintenance of interpersonal relationships and the meeting of individuals' contextual needs
    • Utilitarians focus on impartial maximization of overall well-being, but some utilitarians argue that care and empathy are instrumentally valuable for promoting utility
  • Egoism holds that the right action is the one that maximizes the agent's own self-interest
    • Ethical egoism is a consequentialist view, but it focuses solely on the consequences for the individual rather than overall utility
    • Utilitarians reject egoism and hold that we should impartially consider the interests of all affected individuals
  • Rights-based theories, such as libertarianism, hold that individuals have certain inviolable rights that constrain the pursuit of overall utility
    • Libertarians prioritize individual liberty and property rights over utilitarian considerations
    • Utilitarians may argue that rights can be instrumentally valuable for promoting utility, but they reject the idea of intrinsic, inviolable rights


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AP® and SAT® are trademarks registered by the College Board, which is not affiliated with, and does not endorse this website.