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11.4 Orthogonal frequency-division multiplexing (OFDM)

📡Advanced Signal Processing
Unit 11 Review

11.4 Orthogonal frequency-division multiplexing (OFDM)

Written by the Fiveable Content Team • Last updated September 2025
Written by the Fiveable Content Team • Last updated September 2025
📡Advanced Signal Processing
Unit & Topic Study Guides

Orthogonal frequency-division multiplexing (OFDM) is a powerful digital modulation technique used in modern wireless communication systems. It divides high-rate data streams into multiple low-rate substreams, each modulated onto separate orthogonal subcarriers, enabling efficient transmission over frequency-selective channels.

OFDM offers high spectral efficiency, robustness against multipath fading, and simplified channel equalization. However, it faces challenges like high peak-to-average power ratio and sensitivity to carrier frequency offset. OFDM finds applications in Wi-Fi, LTE, digital TV broadcasting, and powerline communication.

Overview of OFDM

  • Orthogonal frequency-division multiplexing (OFDM) is a digital multi-carrier modulation scheme that is widely used in modern wireless communication systems and is an essential part of the Advanced Signal Processing course
  • OFDM divides a high-rate data stream into multiple parallel low-rate substreams, each modulated onto a separate orthogonal subcarrier, enabling efficient transmission over frequency-selective channels

Key principles

Orthogonality

  • Orthogonality refers to the mathematical property where the inner product of two signals is zero, allowing multiple signals to be transmitted simultaneously without interfering with each other
  • In OFDM, subcarriers are chosen to be orthogonal to each other, ensuring that they do not interfere with one another even though their spectra overlap
    • This is achieved by selecting subcarrier frequencies that are integer multiples of the inverse of the symbol duration

Frequency-division multiplexing

  • Frequency-division multiplexing (FDM) is a technique where the available bandwidth is divided into non-overlapping frequency subchannels, each carrying a separate signal
  • OFDM extends the concept of FDM by allowing the subcarriers to overlap in the frequency domain while maintaining orthogonality
    • This results in a more efficient use of the available spectrum compared to traditional FDM systems

OFDM transmitter

Serial-to-parallel conversion

  • The high-rate serial data stream is first converted into multiple parallel low-rate substreams
    • This process reduces the symbol rate on each subcarrier, making the system more resistant to intersymbol interference (ISI) caused by multipath propagation

Modulation using IFFT

  • The parallel substreams are modulated onto orthogonal subcarriers using an inverse fast Fourier transform (IFFT) operation
    • The IFFT efficiently generates the time-domain OFDM signal by mapping the data symbols onto the orthogonal subcarriers in the frequency domain

Cyclic prefix insertion

  • To combat ISI and maintain orthogonality between subcarriers, a cyclic prefix (CP) is added to each OFDM symbol
    • The CP is a copy of the last portion of the OFDM symbol appended to the beginning of the symbol
  • The CP acts as a guard interval, ensuring that the delayed copies of the OFDM symbol due to multipath propagation do not interfere with the next symbol

Parallel-to-serial conversion

  • After the CP insertion, the parallel OFDM symbols are converted back into a serial stream for transmission over the channel
    • This process generates the final time-domain OFDM signal to be transmitted over the wireless medium

OFDM receiver

Serial-to-parallel conversion

  • The received serial OFDM signal is first converted into parallel streams, separating the OFDM symbols for further processing

Cyclic prefix removal

  • The CP is removed from each received OFDM symbol, eliminating the effects of ISI and ensuring that the subcarriers remain orthogonal
    • The removal of the CP is crucial for maintaining the orthogonality between subcarriers and enabling simple equalization in the frequency domain

Demodulation using FFT

  • The parallel OFDM symbols are demodulated using a fast Fourier transform (FFT) operation
    • The FFT converts the time-domain OFDM signal back into the frequency domain, recovering the original data symbols transmitted on each subcarrier
Orthogonality, Orthogonal Frequency Division Multiplexing

Parallel-to-serial conversion

  • The demodulated parallel data streams are then converted back into a high-rate serial data stream
    • This process reconstructs the original transmitted data from the received OFDM symbols

Channel estimation and equalization

  • To compensate for the effects of the wireless channel, channel estimation and equalization techniques are employed
    • Pilot symbols, known to both the transmitter and receiver, are used to estimate the channel response at the receiver
  • The estimated channel response is then used to equalize the received signal, mitigating the effects of channel distortion and ensuring accurate data recovery

Advantages of OFDM

High spectral efficiency

  • OFDM achieves high spectral efficiency by allowing the subcarriers to overlap in the frequency domain while maintaining orthogonality
    • This results in a more efficient use of the available bandwidth compared to traditional FDM systems, where the subchannels are non-overlapping

Robustness against multipath fading

  • OFDM is inherently robust against multipath fading, which is a common challenge in wireless communication systems
    • By dividing the high-rate data stream into multiple low-rate substreams, OFDM reduces the impact of ISI caused by multipath propagation
  • The use of a cyclic prefix further enhances the system's resilience to multipath fading by eliminating the interference between OFDM symbols

Simplified channel equalization

  • OFDM simplifies the channel equalization process by enabling equalization in the frequency domain
    • The orthogonality of subcarriers allows for simple one-tap equalization, where each subcarrier can be equalized independently
  • This is in contrast to single-carrier systems, where complex time-domain equalization techniques are required to combat the effects of the wireless channel

Flexibility in resource allocation

  • OFDM offers significant flexibility in terms of resource allocation and adaptive modulation
    • The system can dynamically allocate different numbers of subcarriers and modulation schemes to different users based on their channel conditions and quality of service requirements
  • This adaptability enables OFDM to efficiently utilize the available resources and optimize the system performance for various scenarios

Challenges in OFDM

Peak-to-average power ratio (PAPR)

  • One of the main challenges in OFDM is the high peak-to-average power ratio (PAPR) of the transmitted signal
    • The PAPR arises from the coherent addition of multiple subcarriers, which can result in large peak values in the time-domain OFDM signal
  • High PAPR requires the transmitter's power amplifier to have a large linear operating range, which reduces its efficiency and increases the cost of the system
    • Various PAPR reduction techniques, such as clipping, coding, and selective mapping, are employed to mitigate this issue

Sensitivity to carrier frequency offset

  • OFDM is sensitive to carrier frequency offset (CFO), which can occur due to mismatches between the transmitter and receiver oscillators or Doppler shift in mobile environments
    • CFO destroys the orthogonality between subcarriers, leading to inter-carrier interference (ICI) and degrading the system performance
  • Accurate frequency synchronization techniques, such as the use of pilot symbols and feedback loops, are essential to mitigate the impact of CFO in OFDM systems

Synchronization issues

  • Synchronization is crucial in OFDM systems to maintain the orthogonality between subcarriers and prevent inter-symbol interference
    • Both time and frequency synchronization are required to ensure proper operation of the OFDM system
  • Timing synchronization involves identifying the start of each OFDM symbol and aligning the receiver's sampling clock accordingly
    • This is typically achieved using techniques such as correlation-based synchronization or the use of synchronization symbols
  • Frequency synchronization, as mentioned earlier, is necessary to combat the effects of carrier frequency offset and maintain orthogonality between subcarriers

OFDM system design considerations

Orthogonality, Orthogonal Frequency Division Multiplexing

Subcarrier spacing and symbol duration

  • The choice of subcarrier spacing and symbol duration is a crucial design consideration in OFDM systems
    • Subcarrier spacing determines the frequency separation between adjacent subcarriers and affects the system's robustness to CFO and Doppler spread
  • Symbol duration, which is inversely related to subcarrier spacing, impacts the system's tolerance to multipath delay spread and the required CP length
    • A longer symbol duration provides better resilience to delay spread but may increase the system's sensitivity to CFO and Doppler spread

Cyclic prefix length

  • The cyclic prefix length is another important design parameter in OFDM systems
    • A longer CP provides better protection against ISI and ensures the maintenance of orthogonality between subcarriers
  • However, a longer CP also reduces the system's spectral efficiency, as it consumes a portion of the available bandwidth without carrying useful information
    • The CP length must be chosen to strike a balance between the system's robustness and spectral efficiency, considering the expected channel conditions and delay spread

Modulation schemes

  • The choice of modulation schemes for the subcarriers in OFDM systems depends on various factors, such as the desired data rate, error performance, and channel conditions
    • Common modulation schemes used in OFDM include quadrature phase-shift keying (QPSK), quadrature amplitude modulation (QAM), and phase-shift keying (PSK)
  • Higher-order modulation schemes, such as 16-QAM or 64-QAM, offer higher data rates but are more sensitive to channel impairments and require a higher signal-to-noise ratio (SNR) for reliable operation
    • Adaptive modulation techniques can be employed to dynamically adjust the modulation scheme for each subcarrier based on the channel conditions, optimizing the system performance

Pilot allocation for channel estimation

  • Pilot symbols, known to both the transmitter and receiver, are essential for channel estimation in OFDM systems
    • Pilots are typically inserted in the frequency domain, occupying specific subcarriers, and are used to estimate the channel response at the receiver
  • The allocation of pilot symbols involves determining the number, location, and power of the pilots within the OFDM symbol
    • A higher number of pilots improves the accuracy of channel estimation but reduces the available bandwidth for data transmission
  • The pilot allocation scheme must be designed to provide a balance between channel estimation accuracy and spectral efficiency, considering the expected channel conditions and the system's requirements

Applications of OFDM

Wireless communication systems

  • OFDM is widely used in various wireless communication systems, such as:
    • IEEE 802.11a/g/n/ac/ax (Wi-Fi)
    • IEEE 802.16 (WiMAX)
    • 3GPP Long Term Evolution (LTE) and 5G New Radio (NR)
  • These systems leverage the advantages of OFDM, such as high spectral efficiency and robustness against multipath fading, to provide high-speed wireless data transmission

Digital television broadcasting

  • OFDM is employed in digital television broadcasting standards, including:
    • Digital Video Broadcasting - Terrestrial (DVB-T)
    • Advanced Television Systems Committee (ATSC) 3.0
  • OFDM enables efficient and robust transmission of high-quality video and audio content over terrestrial broadcast channels, which are often subject to multipath propagation and interference

Powerline communication

  • OFDM is used in powerline communication (PLC) systems, which utilize existing electrical power lines for data transmission
    • PLC systems, such as HomePlug and G.hn, employ OFDM to combat the frequency-selective and noisy nature of powerline channels
  • OFDM's robustness against multipath fading and its ability to adapt to channel conditions make it well-suited for PLC applications

Optical wireless communication

  • OFDM has found applications in optical wireless communication systems, such as visible light communication (VLC) and free-space optical (FSO) communication
    • In VLC systems, OFDM is used to modulate data onto the intensity of light emitted by LEDs, enabling high-speed data transmission using visible light
  • FSO systems employ OFDM to combat atmospheric turbulence and scintillation effects, which can severely degrade the performance of single-carrier modulation schemes

Advanced topics in OFDM

Multiple-input multiple-output (MIMO) OFDM

  • MIMO-OFDM combines the benefits of MIMO technology with OFDM to further enhance the capacity and reliability of wireless communication systems
    • MIMO systems employ multiple antennas at both the transmitter and receiver to exploit spatial diversity and multiplexing gains
  • MIMO-OFDM leverages the orthogonality of subcarriers to simplify the MIMO processing and enable efficient exploitation of the spatial domain
    • This combination results in improved spectral efficiency, increased capacity, and enhanced robustness against channel impairments

Adaptive resource allocation

  • Adaptive resource allocation techniques in OFDM systems aim to optimize the allocation of subcarriers, power, and modulation schemes based on the channel conditions and user requirements
    • These techniques leverage the flexibility of OFDM to dynamically adapt the transmission parameters to the time-varying nature of wireless channels
  • Adaptive subcarrier allocation involves assigning subcarriers to users based on their channel quality, maximizing the overall system throughput
    • Power allocation techniques, such as water-filling, distribute the available transmit power among the subcarriers to optimize the system performance
  • Adaptive modulation allows the system to adjust the modulation scheme for each subcarrier based on the channel conditions, ensuring reliable communication while maximizing the data rate

OFDM with index modulation

  • OFDM with index modulation (OFDM-IM) is an emerging technique that aims to improve the spectral efficiency and energy efficiency of OFDM systems
    • In OFDM-IM, the subcarrier indices are used as an additional dimension for conveying information, alongside the conventional modulation symbols
  • By selecting a subset of subcarriers to be active and modulating information onto their indices, OFDM-IM can achieve higher spectral efficiency and reduced PAPR compared to traditional OFDM
    • This technique exploits the sparsity in the frequency domain and introduces a trade-off between spectral efficiency and error performance

Filterbank multicarrier (FBMC) vs OFDM

  • Filterbank multicarrier (FBMC) is an alternative multicarrier modulation scheme that aims to address some of the limitations of OFDM
    • FBMC employs a per-subcarrier filtering approach, where each subcarrier is filtered by a well-localized prototype filter
  • This filtering operation reduces the out-of-band emissions and provides better spectral containment compared to OFDM, which relies on a rectangular window in the time domain
    • FBMC systems can achieve higher spectral efficiency and reduced sensitivity to synchronization errors compared to OFDM
  • However, FBMC also introduces additional complexity in terms of filter design and implementation, and may require more advanced equalization techniques compared to the simple one-tap equalization in OFDM
    • The choice between FBMC and OFDM depends on the specific application requirements, such as spectral efficiency, complexity, and compatibility with existing standards